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DismissedHigh Court of Australia·1987

High Court Upholds Validity of Prosecution Under Consumer Protection Act

Case No. [1987] HCA 42 · Justices Mason, Deane, Dawson

📌 In brief

The High Court dismissed an appeal challenging the validity of a a person for an offence under the a person Protection Act. The case involved whether proceedings could be initiated using a summons or if they must follow specific requirements set out in the Act.

⚖️ Legal holding

Under specific statutes, proceedings for offenses must be initiated by information, overriding general procedural requirements.

Topics

administrative lawprosecution procedures

📖 Technical summary

Proceedings for an offense under certain statutes require commencement by information rather than summons, despite general procedural rules.

📜 Headnote Official document

The High Court dismissed an appeal challenging the validity of a prosecution for an offence against Pt III of the Consumer Protection Act. The Court held that proceedings must be commenced by information in compliance with s. 56(4) of the Act, not by summons as per general procedure.

📚 Full judgment Official document

OUTCOME: Dismissed

High Court of Australia Mason C.J. Brennan, [NAME], Dawson and Toohey JJ. [COMPANY] v [NAME]-[NAME] ([NAME]) [1987] HCA 42

ORDER Appeal allowed with costs. Order that the order of the [ADDRESS] of [NAME] dated 2 May 1985 be set aside, and that in lieu thereof the appeal to that Court be dismissed with costs.

Cur. adv. vult.

The following written judgments were delivered:—

Sept. 17 Mason C.J., [NAME] JJ.

On 27 January 1984 [NAME] ("[NAME]") laid before a judge of the Supreme Court of New South Wales an information alleging an offence by [APPELLANT]. ("the appellant") against the [NAME] Protection Act 1969 [NAME]. At the time, [NAME] was an officer of the New South Wales Department of [NAME]. The information asserted that on 28 January 1983 the appellant "did commit an offence" against s. 32(1) of the [NAME] Protection Act. That sub-section, which is in Pt III, is in these terms:

Any person who publishes or causes to be published any statement which—

(a) is intended or apparently intended to promote the supply or use of goods or services or the disposal of interests in land; and

(b) is to his knowledge false or misleading in any material particular,

is guilty of an offence against this Act.

The information alleged, in the terms of the sub-section, that the appellant had caused "to be published a statement apparently intended to promote the supply of goods, to wit motor vehicles, which statement was to [the appellant's] knowledge false or misleading in a material particular". It went on to identify the factual contents of the particular alleged offence as follows:

in that in an advertisement in the [NAME] on that day, it did cause to be published the following false or misleading statement:—

Australia Day Week-end holiday offer! 1,000 litres of free petrol! for every customer buying a car over $3,000.00 this week-end. In so describing the ingredients of the particular offence, the information failed to identify the "material particular" in which the published statement was alleged to be false or misleading.

Section 56(1) of the [NAME] Protection Act provides that proceedings for an offence against that Act (Pt V excepted) may "be taken and prosecuted only by a person [NAME] with the authority in writing of the Minister" and "be disposed of summarily" before a court of petty sessions (constituted by a magistrate), an industrial magistrate or "the Supreme Court in its summary jurisdiction". Section 56(4) provides that such proceedings "shall be commenced by information but may not be commenced after the expiration of 12 months after the time when the offence is alleged to have been committed." The proceedings in the [NAME] case were taken and prosecuted in the Supreme Court in its summary jurisdiction with the written authority of the relevant Minister (i.e. the [NAME]). They were instituted on the last day of the twelve months period. It is common ground that the jurisdiction of the Supreme Court to deal summarily with such proceedings was the [NAME] jurisdiction conferred by s. 3 of the Supreme Court (Summary Jurisdiction) Act 1967 [NAME] ("the [NAME]"). That section provides:

(1) Where, under any Act, proceedings for an offence may be taken before the Court in its summary jurisdiction, the Court shall have jurisdiction to hear and determine those proceedings in a summary manner.

(2) The summary jurisdiction conferred on the Court by sub-section (1) shall be exercised by a Judge sitting alone, and not otherwise.

The first difficulty in the case arises by reason of a marked disparity between the special requirement of s. 56(4) of the [NAME] Protection Act that the proceedings "be commenced by information" and the procedure for the institution of proceedings under the [NAME] laid down by the combined operation of the provisions of that Act and the rules made under the Supreme Court Act 1970 [NAME] (as supplemented by s. 29 of the [NAME]). Section 4(1) and (2) of the [NAME] provides, as presently relevant:

(1) Upon an application being made by any person (in this Act referred to as the "[NAME]") in accordance with the rules, a Judge shall make an order—

(a) ordering any person alleged in the application to have committed an offence punishable in the Court in its summary jurisdiction to appear at a time and place specified in the order to answer to the offence charged in the order; or

(2) An order under subsection (1) may be made [NAME].

Rule 7 of Div. 2 of Pt 75 of the Supreme Court Rules provides: Proceedings for an offence under any Act which may be taken before the Court in its summary jurisdiction shall be commenced in the Court by summons claiming an order under section 4 of the [Summary Jurisdiction] Act in respect of the offence and claiming that the defendant be dealt with according to law for commission of the offence. The result is that proceedings for an offence against Pt III of the [NAME] Protection Act are required, by the particular provision of s. 56(4), to "be commenced by information" whereas the combined effect of s. 4 of the [NAME] and Pt 75, r. 7 of the Supreme Court Rules is that the prescribed [NAME] procedure for instituting proceedings for a statutory offence in the Supreme Court in its summary jurisdiction is by summons. In that regard, it is relevant to note that the summons referred to in the Rules is a document intended to invoke the jurisdiction of the Supreme Court; it cannot be equated with the summons issued by justices after their jurisdiction had been invoked by a sufficient information laid before them: see, e.g., [COMPANY]. v. [NAME] [1] . In these circumstances, the special (and subsequent) provision of the [NAME] Protection Act must prevail. The consequence is that the proceedings under the [NAME] for an offence against Pt III of the [NAME] Protection Act must be "commenced" in accordance with s. 56(4), that is to say, "by information". 1. (1971) 124 C.[NAME]. 27, at pp. 38-42.

In the [NAME] case, the [NAME] would seem to have adopted the approach that any need to choose between commencing the proceedings by information in compliance with s. 56(4) of the [NAME] Protection Act and commencing them by summons in compliance with the [NAME] and the Supreme Court Rules was best avoided by commencing them by both. In addition to the information laid before a judge of the Supreme Court, a summons was filed in accordance with the Rules. Technically, it would seem that the summons was unnecessary. No valid objection could be taken to it however since it was plainly a convenient method of accommodating the statutory requirement that the proceedings be commenced by information within a [NAME] procedure framed to govern proceedings commenced by summons. The presence of the summons should not, however, be permitted to distract attention from the fact that the proceedings were incompetent unless they were commenced by information under and in compliance with the express requirement of s. 56(4) of the [NAME] Protection Act.

At first instance in the Supreme Court, the case did not proceed to a hearing on the merits. The appellant moved, on notice, for orders that the information be dismissed and that the summons be struck out. This application came on for hearing before [NAME]. who, in a closely reasoned judgment, held that the failure of the information to identify the "material particular" in which the alleged statement was false or misleading to the knowledge of the applicant invalidated it. [NAME] refused to grant leave to amend the information and made orders that the information be dismissed, the summons be struck out and the proceedings be dismissed generally.

An appeal against the orders of [NAME[NAME]. was instituted in the name of [NAME] (Mr. [NAME]) to the [ADDRESS] of [NAME]. Objection was taken to the competency of the appeal. [ADDRESS] of [NAME] ([NAME]. at C.L., Enderby and Carruthers JJ.) held that the appeal lay under s. 5C of the [NAME] Act 1912 [NAME]. The appeal was allowed and the orders of [NAME[NAME]. were set aside. The [NAME] appeal to this Court is brought from the judgment and orders of the Court of [NAME]. Since the right of appeal under s. 5C is conferred upon the [NAME]-[NAME], the [NAME]-[NAME] has, somewhere along the line, replaced [NAME] as a party to the proceedings. It has not been suggested, however, that anything turns upon the fact that the appeal to the Court of [NAME] was initially brought in the name of [NAME] and not that of the [NAME]-[NAME].

The application for special leave to appeal to this Court was made on the basis that the only issue which it was desired to raise was whether the purported appeal to the Court of [NAME] was competent. The notice of appeal which was filed reflected that approach and was confined to raising that issue. It became apparent on the hearing of the appeal, however, that the appellant should be permitted to challenge the correctness of the substantive decision of the Court of [NAME] upholding the validity of the information and both sides were given leave to supplement their arguments with written submissions. An amended notice of appeal has also been filed. In the result, there are three distinct issues which are involved in the appeal. They are: (i) Was the appeal to the Court of [NAME] competent? (ii) If yes to (i), was the information defective by reason of its failure to identify the "material particular" in which the alleged statement was alleged to be false or misleading? (iii) If yes to (ii), was any such defect cured or any resulting invalidity avoided or overcome by reason of s. 6 of the [NAME]? It is convenient to consider those issues in the order in which we have mentioned them.

1. Was the appeal to the Court of [NAME] competent?

The only basis upon which it is suggested that an appeal lay from the decision of [NAME[NAME]. is that such an appeal lay pursuant to the provisions of s. 5C of the [NAME] Act 1912. As presently relevant, that section provides:

Where the Supreme Court or the District Court has quashed any information or indictment or any count thereof or the Supreme Court in its summary jurisdiction, in any proceedings to which the [NAME] was a party, has quashed any application made under section 4 (1) of the Supreme Court (Summary Jurisdiction) Act, 1967, or any charge specified in such an application the [NAME]-[NAME] may appeal to the Court of [NAME] against the order made, and such court may thereupon determine the appeal and if the appeal is sustained may make such order for the [NAME] of the trial as may be necessary. It was held by the Court of [NAME] that the appeal to it was competent both on the ground that it was an appeal from a decision of the Supreme Court quashing an information ("first limb") and on the ground that it was a decision in which the Supreme Court in its summary jurisdiction, in proceedings to which the [NAME] was a party, had quashed an application made under s. 4(1) of the [NAME] ("second limb"). It was submitted on behalf of the appellant that the decision of [APPELLANT[NAME]. came within neither limb.

The first limb of s. 5C is not confined to appeals from decisions of the Supreme Court. It confers a right of appeal to the Court of [NAME] in any case where either the Supreme Court or the District Court has quashed any information or indictment or any count thereof. In a case where proceedings are commenced by information, the operative act (for commencing the proceedings) is not the preparation or the signing of a written document called an information. It is the laying of the information that an offence has been committed before the court whose jurisdiction to deal with the offence is being invoked. In that context, the reference to an information being "quashed" in the first limb of s. 5C should be construed as comprehending a decision by a judge of the Supreme or District Court dismissing an information on the ground that the information placed before the relevant court was insufficient properly to invoke the jurisdiction of the court in a case where proceedings are required to be commenced by information. In that sense, the decision of [NAME[NAME]. that the information should be dismissed because it was defective was a decision quashing it.

The appellant's argument that an appeal did not lie to the Court of [NAME] pursuant to the first limb of s. 5C in the [NAME] case was not, however, based upon an assertion that the decision of [NAME[NAME]. should not properly be seen as a decision quashing the information. Rather, it was to the effect that the first limb of s. 5C did not apply at all in respect of an information instituting proceedings in the summary jurisdiction of the Supreme Court. The second limb of the section, which expressly deals with appeals from a decision of the Supreme Court in its summary jurisdiction quashing an application under s. 4(1) of the [NAME], should, according to the appellant's argument, be construed as exhaustively defining the right of appeal in any such case with the consequence that no appeal lies unless the [NAME] was "a party" to the proceedings at first instance. In support of that argument, the appellant points to the legislative history of s. 5C which discloses that the second limb of that section, which was added in 1979, transferred the jurisdiction to hear appeals from the Supreme Court in its summary jurisdiction from the [ADDRESS] of Appeal to the Court of [NAME]: see the former ss. 18 and 24 of the [NAME]; Supreme Court (Summary Jurisdiction) Crimes (Amendment) Act 1979 [NAME], s. 5 and Item (6) of Sched. 1; [NAME] (Crimes) Amendment Act 1979 [NAME], s. 4 and Item (4) of Sched.

1. There would, no doubt, be considerable force in this argument if the ordinary procedure for making an application under the [NAME] was by way of information. As has been seen however, the procedure for making such an application is by way of summons. The special requirement in s. 56(4) of the [NAME] Protection Act that proceedings such as those in the [NAME] case shall be commenced by information is in conflict with that ordinary procedure and reflects what must be presumed to be a considered legislative intent that proceedings in any court for an offence against the [NAME] Protection Act (Pt V excepted) should be commenced by information with all that that involves. That being so, there is no reason why it should be supposed that it was the legislative intent that the ordinary procedures for quashing an information or for appealing from a decision quashing an information should be excluded. Moreover, in that context, the actual information commencing proceedings in the summary jurisdiction for an offence against the [NAME] Protection Act cannot properly be described as an "application made under" the [NAME]. It was and remained an information under the [NAME] Protection Act.

In terms, the first limb of s. 5C confers a right of appeal to the Court of [NAME] from a decision quashing an information, regardless of whether the proceedings upon the information, if it had not been quashed, would have been heard by a judge and jury or summarily by a judge alone. We can find no warrant, in either the legislative history of s. 5C or the words of the second limb of that section, for constricting the plain [NAME] words of the first limb in the manner for which the appellant contends. Indeed, as has been seen, the words of the first limb are more appropriate to refer to a decision quashing an information as defective than are the words of the second limb. It follows that an appeal lay to the Court of [NAME] under the first limb of s. 5C from the decision of [NAME[NAME]. that the information in the [NAME] case was invalid by reason of its failure adequately to identify the alleged offence.

Strictly speaking, it is unnecessary to examine the question whether an appeal also lay pursuant to the provision of the second limb of s. 5C. We have, however, formed a clear view on that question. Since it was primarily to permit consideration of it that special leave to appeal was granted, it would seem appropriate that we briefly indicate what that view is. It is that an appeal did not lie to the Court of [NAME] in the [NAME] case pursuant to the second limb of s. 5C for the reason that the proceedings before [NAME]. were not proceedings to which "the [NAME]" was a "party". They were proceedings to which the parties were Mr. [APPELLANT] and the appellant. The fact that Mr. [APPELLANT] was an officer of the Department of [NAME] at the time the information was laid before a judge of the Supreme Court and that the proceedings were taken and prosecuted by him with the authority of the [NAME] might arguably mean that, for some purposes and in a broad and imprecise sense, the proceedings are properly to be seen as brought by or on behalf of "the public" or "the State" or as susceptible of being equated with [NAME] proceedings. The requirement of the second limb of s. 5C is not however that the proceedings be "public" or that they be brought on behalf of "the State" or by "the State" as a party or that they can be equated with "[NAME] proceedings". It is that "the [NAME]", which is a limited aspect of "the State" in the broad sense, be itself "a party". In the context of a provision conferring rights of appeal against a decision quashing an information or an indictment, there is no reason to give the reference to "the [NAME]" being "a party" a wider meaning than that which the words are, as a matter of ordinary language, apposite to convey. The proceedings were not brought in the name of the [NAME] or by the [NAME]-[NAME] or even by an officer such as the Director of Public Prosecutions in the exercise of a statutory entitlement to prosecute criminal proceedings on behalf of or in the name of the [NAME]. They were brought by Mr. [NAME] as "a person" (s. 56(1)) and could be maintained by him, in that capacity, regardless of whether he remained in the employment of the Department of [NAME]: contrast, e.g., proceedings to which "the Minister" (s. 56B) or "the Commissioner with the consent of the Minister" (s. 56A(1)) is a party. They were not proceedings to which the [NAME] was a party in any accepted meaning of the words "[NAME]" and "party".

2. Was the information defective by reason of its failure to identify the "material particular" in which the alleged statement was alleged to be false or misleading?

The traditional function of an information was to found jurisdiction to deal with an alleged offence. Disregarding the effect of statutory provisions curing or precluding reliance upon a defect, the old authorities established that an information should be quashed as insufficient in law and invalid if it failed to inform the justices before whom it was laid of the nature of the offence and the manner in which it had been committed. The rationale of that requirement has, in more recent times, commonly been seen as lying both in the necessity of informing the court of the identity of the offence with which it is required to deal and in providing the [NAME] with the substance of the charge which he is called upon to meet: "an [NAME] could not be required to defend the charge if the information did not supply the particulars necessary to enable him to prepare his defence" [NAME] [NAME]; [NAME] [2] . The nineteenth century United Kingdom legislation which was enacted to render summary proceedings before justices less open to technical objection (see, in particular, [NAME]' Act 1848 (11 & 12 Vict. c. 43), ss. 1 and 3 and the [NAME] 1879 (42 & 43 Vict. c. 49), s. 39) was substantially adopted in New South Wales: see the discussion in [NAME] [NAME]; Re [NAME] [3] and, in particular, Justices Act 1902, ss. 65 and 145A. One can point to statements of authority which lend support for the view that that legislation did not go so far as to abrogate the requirement that a valid information must at least identify the essential factual ingredients of the actual offence: see, e.g., [NAME] v. [NAME] [4] ; [NAME] v. [NAME] [5] ; [NAME] [NAME]; Re [NAME] [6] . It is, however, unnecessary to pursue that particular question here since, putting to one side s. 6 of the [NAME] to which detailed reference is subsequently made, it is not suggested that [NAME]. was in error in holding that such of those legislative provisions which might have operated to cure the defect in the information in the [NAME] case were not applicable in respect of an information laid before, or to proceedings in, the Supreme Court in its summary jurisdiction. That being so, the common law requirement remains that an information must at the least condescend to identifying the essential factual ingredients of the actual offence.

1. (1938) 38 [NAME].) 153, at p. 166. 2. (1938) 38 [NAME].), at pp. 167-174. 3. [1903] 1 [NAME]. 56, at p. 60. 4. (1937) 59 C.[NAME]. 467, at pp. 486-487, 501. 5. (1968) 88 W.N. ([NAME].) 270, at p. 280.

In [NAME] v. [NAME] [7] , [NAME[NAME].A. correctly pointed out that there was no technical verbal formula which could be applied to determine whether an information sufficiently identified the essential ingredients of the alleged offence. As [NAME] commented [8] :

In [NAME] v. [NAME] [9] [NAME]. saw the decision in [NAME] v. [NAME] [10] as requiring the information to specify "the time, place, and manner of the defendant[NAME] or omissions"; [RESPONDENT[NAME]. [11] referred to "fair information and reasonable particularity as to the nature of the offence charged". The rule does not require that the information contain all such material as a defendant may require, upon an application for particulars, for the preparation of his defence: [NAME] N. [COMPANY].; Re Mason [12] .

These cases establish that it may not be sufficient for an information to state the offence charged: it may be required to condescend to particulars. But, they do not indicate that the information must go beyond the statement of the offence and the proper particularization of it.

If an information is invalid for the reason that it fails sufficiently to identify the ingredients of the actual offence, it will be inadequate to satisfy a statutory requirement, such as that contained in s. 56(4) of the [NAME] Protection Act, that proceedings be commenced by information since, as a matter of ordinary construction, such a requirement can only be satisfied by a valid information. 1. [1977] 2 [NAME]. 264, at p. 291. 2. [1977] 2 [NAME]., at pp. 291-292. 3. (1937) 59 C.[NAME]., at p. 486. 4. [1903] 1 [NAME]., at pp. 61, 63. 5. (1937) 59 C.[NAME]., at p. 501. 6. (1964) 81 W.N. (Pt 1) ([NAME].) 286, at pp. 290, 291.

As has been seen, the information in the [NAME] case failed to identify an essential factual ingredient of the actual offence, namely, the "material particular" in which the statement, which the appellant was alleged to have caused to be published, was false or misleading. That failure was not a merely technical one. It was fundamental. The impugned statement was the expression of a [NAME] intention to engage in future conduct, namely, to give 1,000 litres of free petrol to customers "buying a car over $3,000.00" during the coming week-end. It would appear from the transcript of submissions made in the Court of [NAME] that [NAME] relied upon the failure of the appellant to give some or all of those customers the promised free petrol. But those facts, even had they been included in the information, would not have indicated whether the statement was alleged to be false or misleading because at the relevant time the appellant lacked the intention to carry out its promise or for some other reason. The relevant time was, as the information recognized, the time at which the statement was made. At the most those facts would, in the absence of explanation of them, amount to evidence of lack of intention. But any number of supervening events could have frustrated the performance of a promise genuinely made. Whether it was the absence of intention or some other circumstance which was alleged to make the statement false or misleading does not appear from the information and consequently it failed to specify how the appellant was said to have committed the offence. In other words, the information failed to specify the "manner of the [appellant's] acts or omissions" (cf. per [APPELLANT[NAME]., [APPELLANT] v. [NAME] [13] ) or to provide "fair information and reasonable particularity as to the nature of the offence charged": per [NAME[NAME]. [14] . In the result, the information was defective and insufficient to found proceedings against the appellant in respect of the alleged offence unless its failure to identify the "material particular" in which the alleged statement was false or misleading was cured or overcome by some applicable statutory provision. The only such statutory provision which is suggested by the respondent [NAME]-[NAME] to have had that effect is s. 6 of the [NAME].

1. (1937) 59 C.[NAME]., at p. 486. 2. (1937) 59 C.[NAME]., at p. 501.

3. Was any such defect cured or any resulting invalidity avoided or overcome by reason of s. 6 of the [NAME]?

Section 6(1) of the [NAME] provides:

No objection shall be taken or allowed to any application referred to in, or to any order or warrant made or issued under, section 4 or 5 by reason of any alleged defect in it in substance or in form or by reason of any variance between it and the evidence adduced at the proceedings for the offence charged in the application or order. At first instance, [NAME] did not rely upon the provisions of s. 6(1). Reliance was, however, placed upon those provisions in the Court of [NAME] where it was held that s. 6(1) was effective to preclude objection being taken to the failure of the information to identify the material particular in which the alleged statement was false or misleading.

In terms, s. 6(1) is confined to defects in an "application referred to in, or to any order or warrant made or issued under, section 4 or 5" of the [NAME]. The information was not such an order or warrant. Nor was it an "application referred to in section 4 or 5". The only reference to "an application" in those two sections is in s. 4(1) which, as has been seen, refers to "an application being made by any person in accordance with the rules". The information was not "an application made in accordance with the rules". Its operation was under a statutory provision (s. 56(4) of the [NAME] Protection Act) which effectively overrode the requirement of the Rules that proceedings under the [NAME] be commenced by summons. Nor was it defective as an application under the [NAME]. It was defective as an information under and for the purposes of a different and subsequent Act. Section 6(1) of the [NAME] simply had nothing to say in relation to its invalidity as an information for the purposes of s. 56(4) of the [NAME] Protection Act.

It follows that the provisions of s. 6(1) of the [NAME] were not applicable to preclude objection being taken to the insufficiency of the information for the purposes of s. 56(4). The result of that insufficiency was that the requirement of that sub-section was not complied with in that the proceedings were not commenced by a valid information within twelve months of the commission of the alleged offence. That being so, [NAME[NAME]. was correct in making an order to the effect that it be quashed. The other orders made by [NAME] followed from that order since the failure to comply with the requirements of s. 56(4) of the [NAME] Protection Act meant that the proceedings were incompetent.

We would allow the appeal, set aside the orders of the Court of [NAME] and restore the orders of [NAME[NAME].

[NAME[NAME].

The issues and relevant statutes are set out in other judgments. I need not repeat them. I address the two questions on which this appeal depends:

1. Did the [NAME]-[NAME] have a Right of Appeal to the Court of [NAME]?

Section 5C of the [NAME] Act 1912 [NAME] (hereafter "s. 5C") confers on the [NAME]-[NAME] a right of appeal to the Court of [NAME] in the several classes of cases therein specified. The first class is where "the Supreme Court or the District Court has quashed any information or indictment or any count thereof". In the context of the regular (non-summary) criminal jurisdiction of the Supreme Court and the District Court, an "information" is a "species of proceeding at the suit of the [NAME], without a previous indictment or presentment by a grand jury" ([NAME], 1st ed. (1769), vol. 4, Ch. 23, p. 303) for an offence "under the degree of treason, or felony": [NAME], 4th ed. (1800), vol. 4, p. 393 (title "Information"). An information of this kind differs from an indictment "in little more than this, that the one is found by the Oath of twelve Men, and the other is not so found; but is only the Allegation of the Officer who exhibits it ": [NAME], Pleas of the [NAME], vol. 2, Ch. 26, s.

4. An [NAME] may be brought to trial before a jury on a charge of an indictable offence either upon indictment or upon information: Reg. v. [NAME] [15] ; and cf. Shortt on Informations (1887), Pt I, Chs. V and VI. Proceedings on such an information or on indictment are pleas of the [NAME], to be distinguished from summary proceedings which are not. In [NAME] v. [NAME] [16] , [NAME[NAME]. said:

Proceedings upon indictment, presentment, or ex officio information are pleas of the [NAME]. A [NAME] for an offence punishable summarily is a proceeding between [NAME] and [NAME]. The first limb of s. 5C embraces pleas of the [NAME] in the regular criminal jurisdiction of the Supreme Court and of the District Court. 1. (1881) 8 Q.B.D. 267, at p. 274. 2. (1930) 44 C.[NAME]. 38, at p. 86.

The Supreme Court (Summary Jurisdiction) Act 1967 [NAME] (the "[NAME]") conferred on the Supreme Court a summary jurisdiction in certain criminal matters. When that jurisdiction was conferred, the only right of appeal conferred on the [NAME]-[NAME] was a right to have a case stated for the opinion of the Court of Appeal: ss. 18, 20, 28. In 1979, those sections were deleted by an amending Act (No. 96 of 1979). Thereupon the [NAME] Act was amended (by No. 97 of 1979) by, inter alia, inserting the second limb of s. 5C. The second limb relates to cases where "the Supreme Court in its summary jurisdiction, in any proceedings to which the [NAME] was a party, has quashed any application made under section 4(1) of the Supreme Court (Summary Jurisdiction) Act, 1967, or any charge specified in such an application". An application under s. 4(1) is made by "any person" alleging that a person has committed an offence punishable in the summary jurisdiction: see par. (a) of s. 4(1). The common law is a stranger to summary proceedings ([NAME]'s Commentaries, vol. 4, Ch. 20, p. 277) and there is no common law procedure — as there is in respect of "informations" in the regular jurisdiction — by which a summary [NAME] may be brought at the suit of the [NAME]. Nor is there any statutory authority for commencing a summary [NAME] in the name of the [NAME]. Although there is no procedure by which the [NAME] becomes a party to a [NAME] under the [NAME] as it becomes a party to prosecutions brought on indictment, presentment or information in the regular jurisdiction, s. 5C contemplates that some summary proceedings between [NAME] and [NAME] shall be proceedings to which "the [NAME]" is "a party": and see also s. 5A. Unless the right of appeal conferred by the second limb is illusory, some summary proceedings must be identified as falling within the description of proceedings to which "the [NAME]" is "a party".

The "[NAME]" does not mean [NAME] personally; it means the [NAME] in its relevant public capacity, i.e., as the Executive Government responsible for enforcing a public law for the public good. The legislature must have meant the second limb to relate to proceedings in which a representative of the Government, [NAME] in his official capacity, is a party; i.e., to a [NAME] commenced either by a Minister or by a government official [NAME] in performance of his official functions. This accords broadly with the approach taken in [NAME] v. [NAME] [17] and [NAME] [COMPANY].; [NAME] [18] . A distinction may have to be drawn between a [NAME] by an independent statutory authority and a [NAME] by a Minister or an officer of a department of government (cf. [NAME] v. [NAME] [19] ) but that question does not arise here. I agree with [NAME[NAME]. that the proceeding in the [NAME] case is one in which the [NAME] was a party. I should also briefly state my view as to the application to the [NAME] case of the first limb of s. 5C.

1. [1933] [NAME]. 31. 2. (1949) 66 W.N. ([NAME].) 224. 3. (1960) 105 C.[NAME]. 164.

As the Rules of the Supreme Court require that summary proceedings should be commenced by summons (Pt 75, r. 7), not by information, there is no reason to suppose that the first limb of s. 5C confers a right of appeal against the quashing of an application under s. 4(1) of the [NAME] in the ordinary case. But the provisions of s. 56(4) of the [NAME] Protection Act 1969 [NAME] require summary proceedings for an offence against that Act (Pt 5 excepted) to be "commenced by information". When an application is so commenced and is quashed by the Supreme Court, is a right of appeal conferred on the [NAME]-[NAME] by the first limb of s. 5C by reason of the quashing of an "information"? The answer depends on the scope which the legislature intended to give to the term "information" in the first limb. The context in which the term is used (i.e., "information or indictment") suggests that the right of appeal conferred by the first limb of s. 5C is restricted to cases where the information which is quashed is truly an alternative to an indictment. As information and indictment are the two processes which enliven the regular criminal jurisdiction of the Supreme Court, the phrase "information or indictment" appears to describe the pleas of the [NAME] in the regular jurisdiction. The requirement of the second limb that the [NAME] be a party states an element common to the two limbs: pleas of the [NAME] in the regular jurisdiction are the [NAME] of the first limb and [NAME] prosecutions in the summary jurisdiction are the [NAME] of the second. No legislative purpose appears to be served by holding that the first limb applies to those extraordinary cases where a summary [NAME] is commenced by information. The history of s. 5C confirms this construction. Prior to 1979, the first limb of s. 5C applied only to pleas of the [NAME] in the regular jurisdiction. There were no "informations" which were not pleas of the [NAME]. When a right of appeal to the Court of [NAME] against the quashing of an application made under s. 4(1) of the [NAME] was conferred on the [NAME]-[NAME], there were no "informations" in the summary jurisdiction which might have constituted such "an application". The exceptional requirement of s. 56(4) introduces a possible ambiguity not ordinarily [NAME] in the meaning of the term information in s. 5C. In my opinion, the better view is that the right of appeal conferred by the first limb is restricted to cases where the quashed information or indictment is the formal allegation of an indictable offence made in the regular jurisdiction and that the right of appeal conferred by the second limb is limited to cases where the [NAME] is a party (in the sense stated) to the summary proceedings in which the quashed application is made, whether the application be made by summons, upon information or otherwise.

So construed, the first limb of s. 5C gave the [NAME]-[NAME] no right of appeal in the [NAME] case but the second limb did.

2. Was the Information Valid?

It is therefore necessary to decide whether [NAME]. was right in dismissing the information laid by the [NAME], the summons and the proceedings generally on the ground that the information was "incurably bad and incapable of amendment". [NAME] came to that conclusion without considering the effect of s. 6(1) of the [NAME]:

No objection shall be taken or allowed to any application referred to in, or to any order or warrant made or issued under, section 4 or 5 by reason of any alleged defect in it in substance or in form or by reason of any variance between it and the evidence adduced at the proceedings for the offence charged in the application or order. At the hearing, s. 6(1) was not relied on by the [NAME] although, in my opinion, it is a conclusive answer to the appellant's objection. [NAME] therefore considered the case as though the order to be made depended on whether the information (or the summons, for they were identical in their material parts) was defective. [NAME] held that the information was defective. He said: in a case such as the [NAME], where there are no statutory provisions which validate an information lacking the particularity which the common law has always required, it is necessary that such information must not only allege all the elements of the statutory offence but must also specify with reasonable precision the time, place and details of the acts or omissions charged. In particular the information must identify the way in which the relevant section is alleged to have been contravened. In the [NAME] case that would require a specification in such information of the falsity or the misleading character of the advertisement, of which the defendant allegedly had knowledge.

Although initiating processes in the summary jurisdiction were not [NAME] to the same strict requirements as were applied to informations and indictments in the regular jurisdiction ([NAME]. v. [NAME] [20] ), it was not always sufficient to follow the words of the statute in charging the offence. As [NAME]. explained in [NAME] [NAME]; Re [NAME] [21] :

[NAME] is entitled to sufficient particulars of the matter charged against him to enable him to meet the charge. Hence, in earlier times, it was repeatedly held that to follow the words of the statute in alleging the offence in the information was not necessarily sufficient. "Where a particular act constitutes the offence, it may be enough to describe it in the words of the Legislature; but where the Legislature speaks in [NAME] terms, the conviction must state what act in particular was done by the [NAME] to enable him to meet the charge": R. v. [NAME] [22] . In many cases it was open to doubt whether it was necessary to add particulars to the language of the statute in framing the information: [NAME] v. [NAME] [23] , and this led to its being expressly enacted that "the description of any offence in the words of the Act, or any order, by-law, regulation, or other document creating the offence, or any similar words, shall be sufficient in law" (Justices Act 1902, s. 145A(1), taken from [NAME] 1879 (42 and 43 Vict. c. 49), s. 39(1)). The defect in [NAME] v. [NAME] was similar to the defect in the [NAME] case. There, a conviction was drawn up in the terms of the relevant statute, stating that a close had been entered unlawfully, but the grounds of the unlawfulness did not appear. The conviction was held to be defective. (The certainty required of a conviction was required also of a complaint or information which initiated a summary [NAME]: [NAME] v. [NAME] [24] ; and cf. [NAME] [NAME]; [NAME] [25] ). In [NAME] v. [NAME], Lord [NAME].[NAME]. stated the principle to be [26] "that, where a certain act is made punishable by summary conviction, which act may be lawful if performed under certain circumstances, these circumstances ought to be negatived in the conviction". The act which is punishable under s. 32(1) of the [NAME] Protection Act is the publication of a statement; the circumstances which are alleged to make the act unlawful, prescribed by par. (b), are the false or misleading character of the statement known to the alleged offender. Those circumstances should be specified, and [NAME] v. [NAME] supports the view that the [NAME] information is deficient in so far as it fails to specify the respect in which the alleged advertisement was false or misleading. 1. (1700) 1 Ld. Raym. 581, at p. 583 [91 E.[NAME]. 1288, at p. 1290]. 2. (1943) 44 [NAME].) 12, at p. 16. 3. (1784) [NAME] 458, at p. 461. 4. (1845) 6 Q.B. 880 [115 E.R. 332]. 5. (1937) 59 C.[NAME]. 467, at p. 488. 6. (1938) 38 [NAME].) 153, at p. 166. 7. (1845) 6 Q.B., at pp. 890-891 [115 E.R., at p. 336].

One of the provisions designed to overcome technical objections to the form of a complaint provided, as [NAME]. noted, that a description of an offence in the words of the relevant statute should suffice. However, in [NAME] v. [NAME] [27] , such a provision failed to support a conviction which did not specify the property which an offender had injured. [NAME[NAME]. said [28] :

although s. 39 provides that it shall be sufficient so far as regards the description of the offence to follow the statute, I do not think the section in any way dispenses with the usual necessity for specifying time and place and matter in the way in which it has been hitherto specified. It could not possibly suffice in a case of larceny simply to specify the name of the person whose property was stolen. There must be facts relating to the particular matter, such as the time when and the manner in which the offence was committed, which would have to be inserted in the charge, and the omission of which cannot be cured by stating the offence in the words of the statute. [NAME] v. [NAME] established that compliance with the provision authorizing the following of the statutory words did not necessarily prevent an information being defective for want of particularity, but it did not establish — at least in this country — that the defect was "incurably bad" or deprived the court of jurisdiction. Following the passage earlier cited from his judgment in [NAME] [NAME] [29] , Jordan [NAME].[NAME]. continued: After this, however, it was held in two cases in England that this section does not mean what it says, and that an information is still bad unless it includes all such particulars as would formerly have been necessary: [NAME] [NAME] [30] . In view of what has since been said in the High Court in [NAME] v. [NAME] and [NAME] v. [NAME] [31] , it is open to question whether the two cases referred to correctly state the [NAME] law in [NAME]. 1. [1903] 1 [NAME]. 56. 2. [1903] 1 [NAME]., at p. 63. 3. (1943) 44 [NAME].), at p. 16. 4. (1938) 38 [NAME].), at pp. 169-170. 5. (1937) 59 C.[NAME]., at pp. 490, 497, 501.

In [NAME] v. [NAME] [32] [NAME[NAME]. distinguished between a case where a complaint is so defective that the information must be dismissed, and a case where a complaint is lacking in particulars and the defendant is entitled to an order for particulars in order to meet the case against him. [NAME]. said in [NAME] [NAME] [33] "the object, as is pointed out by [NAME[NAME]. in [NAME] v. [NAME], can be secured otherwise than by insisting upon a retention of the old rule that these particulars must necessarily be given upon the face of the information itself". The distinction drawn by [NAME[NAME]. saves the criminal law from the reproach of being crippled by technicality. In [NAME] v. [NAME], [NAME]. in dissent referred to [NAME] v. [NAME] with approval and would have upheld the sufficiency of the complaint despite a want of specificity as to the particular time or event relevant to the offence charged. The majority in [NAME] v. [NAME], including [NAME[NAME]., were not concerned to decide whether [NAME] v. [NAME] should be followed in so far as it requires a complaint which lacks particulars as to the time, place or acts constituting the offence charged to be dismissed. They were concerned to determine what were the consequences of the [NAME]'s failure in that case to furnish particulars and, in particular, to determine whether the proviso to s. 182 of the [NAME] [COMPANY] required the dismissal of the complaint in the circumstances. The reference by [NAME]. to [NAME] v. [NAME] was merely for the purpose of showing that there was authority for the proposition that the following of the words of the statute does not necessarily eliminate the obligation to furnish particulars. Referring to s. 55 of the [COMPANY], which provided that a description in a complaint of an offence in the words of the relevant statute should be sufficient, [NAME] said [34] :

But this relates only to the nature of the offence and does not dispense with the necessity of specifying the time, place and manner of the defendant[NAME] or omissions ([RESPONDENT] v. [RESPONDENT]). 1. (1933) 50 C.[NAME]. 379. 2. (1938) 38 [NAME].), at pp. 169-170. 3. (1937) 59 C.[NAME]., at p. 486.

It is unnecessary to consider further the operation of a provision similar to s. 55 of the Justices Act considered in [NAME] v. [NAME], for no such provision is relied on in this case. The obligation to furnish particulars of the charge in the information and in the summons in the [NAME] case is manifest. The circumstances which made the publication unlawful were not stated, and [NAME] v. [NAME] shows that such circumstances should be stated. The obligation to furnish particulars is not eliminated by following the words of s. 32(1)(b) of the [NAME] Protection Act. It is clear that, if the [NAME] had proceeded, the appellant would have been entitled to particulars specifying the manner in which the alleged advertisement was false or misleading. But the critical question is as to the effect of the want of particulars in the information and summons: was the Court without jurisdiction to entertain the application? Or, did the Court have jurisdiction to entertain the application, to make whatever order for particulars was appropriate and, provided appropriate particulars were given, to hear and determine the matter?

I am in agreement with [NAME[NAME]. that the information in the [NAME] case is not so incurably bad as to require or warrant a dismissal of the proceedings without more. Any defect in the information was not as to the time or place of the alleged offence, nor as to the act done by the appellant (i.e., publication of the advertisement) but consisted merely in the absence of the circumstances which made the advertisement false or misleading to the knowledge of the appellant. In my opinion, the information was sufficient in law to invoke the jurisdiction of the Court.

But in any event, s. 6(1) of the [NAME] is conclusive. That sub-section operates not to deem defective applications to be sufficient, but to avoid the consequences of defects in applications. [NAME]. stated the effect of such a provision in [NAME] v. [NAME] [35] :

Up to the end of the first half of last century innumerable objections could be taken in cases before magistrates. Then came the Acts called [NAME]'s Acts, which did away with many of them. One of those Acts, 11 & 12 Vict. c. 43 provides (sec. 1) that no objection shall be taken or allowed to any information for any alleged defect therein in substance or in form. That apparently means that if objections are taken which really do not go to the merits of the case the magistrate is not to stay his hand, but to proceed to dispose of the case on the merits. In this respect the authority of [NAME] v. [NAME] has never been doubted. In [NAME] v. [NAME] the correctness of [NAME] v. [NAME] on this aspect was clearly accepted by [NAME]. 1. (1913) 15 C.[NAME]. 531, at pp. 534-535.

[NAME] v. [NAME] was decided on a provision of the [NAME] [COMPANY] — a proviso to s. 182 — materially different from the provision considered in [NAME] v. [NAME] and materially different from s. 6 of the [NAME]. Moreover, an order for particulars in [NAME] v. [NAME] was not complied with — a course taken to permit the testing of the sufficiency of the complaint in that case. Section 182 of the South Australian Act corresponded in part with [NAME]' Act 1848 (11 & 12 Vict. c. 43, s. 1), but the proviso to s. 182 departed from the model in [NAME]' Act. Where [NAME]' Act directed the judge to adjourn the hearing in certain circumstances on the defendant's application, the proviso directed the dismissal of an information or complaint, unless amended, if the defendant "has been prejudiced". [RESPONDENT]. drew attention to the significance of this difference [36] . [NAME] agreed with [NAME]. in the court below that there was a defect in the complaint by reason of a latent ambiguity, that the defendant had been prejudiced and held, contrary to the opinion of [NAME].[NAME]., that the complaint had been rightly dismissed by the magistrate. [NAME]. said [37] :

[[NAME].[NAME].] considered that under sec. 182 the magistrate struck too soon, because that section authorizes the court to dismiss the information if it appears that the defendant "has been prejudiced" by the defect, words which show, [NAME] thought, that the hearing must go on and that the power of dismissal could only be exercised if, after all the evidence on both sides had been taken, it then appeared that the defendant had been prejudiced. I think this view places too great a burden on the words "has been". They come from sec. 1 of 11 & 12 Vict. c. 43 ([NAME]' Act), where they state the condition upon which the power to adjourn arises, a power exercisable from the beginning of the hearing. I think they are satisfied if it appears that the existence of the defect unless removed has the effect of producing a prejudice under which the defendant then lies.

I am, therefore, of opinion that the learned magistrate was justified under sec. 182 in the course he took.

[NAME] and [NAME] JJ. also relied upon the proviso to s. 182 as the source of the magistrate's authority to dismiss the complaint. The power to dismiss the complaint found in the proviso is not to be found in the provision considered in [NAME] v. [NAME] nor in s. 6 of the [NAME], both of which follow the model of [NAME]' Act. [NAME]. advanced a further ground for dismissal in [NAME] v. [NAME]: he asserted that the court has an inherent power to dismiss a defective complaint, but only "as a last resort" if the [NAME], being called on "to select his charge and particularize his complaint", fails to provide the necessary information [38] . 1. (1937) 59 C.[NAME]., at pp. 485-486. 2. (1937) 59 C.[NAME]., at pp. 491-492. 3. (1937) 59 C.[NAME]., at p. 498.

In the [NAME] case, [NAME[NAME]. did not proceed beyond the point of deciding that the information and summons were incurably bad for want of particulars. Even if the information were defective, in the light of s. 6(1) — a light which was covered by the failure of [NAME] to rely on it — the next step should have been an order for particulars. Instead of taking that step, [NAME] dismissed the proceedings. In the Court of [NAME], [NAME] relied on s. 6 and was rightly allowed to do so: [NAME] v. [COMPANY]. [39] . [ADDRESS] of [NAME], observing the direction in s. 6(1), held that the proceedings should not have been dismissed. That decision applied s. 6(1), conformably with an undoubted line of authority on the corresponding provision of [NAME]' Act, both in this country and in England: see, e.g., [NAME] [COMPANY]. [40] .

1. (1938) 60 C.[NAME]. 545, at p. 548. 2. [1976] 1 W.[NAME]. 517; [1976] 2 All E.R. 611.

It is argued, however, that s. 6(1) did not apply to the [NAME] case and that [NAME] before [NAME]. was right not to rely upon it. The reason why s. 6(1) is said not to be applicable is that the information is said not to be "any application referred to in, or any order or warrant made or issued under, section 4 or 5". Section 4(1) speaks of "an application made by any person in accordance with the rules", i.e., the Rules of the Supreme Court. Although, as we have seen, Pt 75, r. 7 of the rules prescribes that proceedings in the summary jurisdiction be commenced by summons "claiming an order under section 4", the information in the [NAME] case was laid in conformity with the requirements of s. 56(4) of the [NAME] Protection Act that proceedings including proceedings in the summary jurisdiction of the Supreme Court "be commenced by information". An information which commences proceedings is the originating process which invokes the Court's jurisdiction. It answers the description of "an application made by any person" in s.

4. But, it is submitted, it is not made "in accordance with the rules". The rules are made pursuant to a power conferred by s. 29 of the [NAME] to prescribe practice and procedure. Where proceedings are commenced by information in conformity with the [NAME] Protection Act, the requirements of Pt 75, r. 7 are superseded, but the rules of court otherwise apply to the originating process. The information may therefore be an application made in accordance with the rules so far as they are applicable. An information laid in conformity with the [NAME] Protection Act and otherwise in accordance with the rules, especially Pt 7, r. 6 relating to the filing of originating process, is an application referred to in s.

4. Section 4 confers power to order the appearance or apprehension of defendants against whom proceedings have been commenced by application, so that, if an information laid in conformity with the [NAME] Protection Act were not an application as referred to in s. 4, there would be no power to order the appearance of a defendant charged with an offence under the [NAME] Protection Act.

In my opinion, it would be wrong to read s. 6(1) of the [NAME] as though it applied only to those cases where the originating process invoking the summary jurisdiction is unaffected by special statutory modification of the rules of court, at least in cases where the special statutory modifications do not reveal an intention to substitute a code of practice and procedure in lieu of that otherwise remaining applicable under the [NAME] and the rules of court. Section 6(1) reveals no intention of distinguishing between classes of originating process by which an exercise of the jurisdiction of the Court under s. 4 might be invoked. It follows that s. 6(1) applied to the information in the [NAME] case.

I agree with the Court of [NAME] that the information was sufficient to invoke the jurisdiction of the Court. The fact that particulars were needed and that they would not be furnished until after the time limited for commencing the [NAME] was immaterial: cf. R. v. [NAME] [41] . The [NAME] was commenced in time. The appeal should be dismissed.

1. [1920] 1 [NAME]. 688. [NAME[NAME].

This appeal is concerned primarily with the right of the respondent, the [NAME]-[NAME] for New South Wales, to have appealed to the Court of [NAME] of New South Wales against orders dismissing an information, striking out a summons, and dismissing generally proceedings brought against the [NAME], [APPELLANT].

The proceedings in question were for a breach of s. 32(1) of the [NAME] Protection Act 1969 [NAME]. That sub-section reads:

is guilty of an offence against this Act. Section 56(4) of the Act reads:

(4) Proceedings for an offence against this Act (Part V excepted) shall be commenced by information but may not be commenced after the expiration of 12 months after the time when the offence is alleged to have been committed.

Section 32 does not fall within Pt V of the Act.

On 27 January 1984 [NAME], being an officer of the Department of [NAME] and [NAME] with the written authority of the relevant Minister, laid an information against the appellant that on 28 January 1983 it committed an offence against s. 32(1) of the Act:

in that it did cause to be published a statement apparently intended to promote the supply of goods, to wit motor vehicles, which statement was to its knowledge false or misleading in a material particular in that in an advertisement in the [NAME] on that day, it did cause to be published the following false or misleading statement:—

Australia Day Week-end holiday offer! 1,000 litres of free petrol! for every customer buying a car over $3,000.00 this week-end.

On the same day a summons was lodged in the Common Law Division of the Supreme Court on behalf of [NAME] seeking an order that the appellant appear before a judge of the Court to answer to the offence alleged in the summons, an offence which was described in identical terms to those in the information. An order that the appellant so appear was made by a judge of the [NAME] on 27 January 1984. On 27 March 1984 the appellant applied by motion for orders that the information be dismissed, that the summons be struck out and that the proceedings be dismissed generally. The notice of motion came before [NAME]. who, on 3 May 1984, acceded to the motion and made the orders sought. In brief, [NAME] was of opinion that the information was defective in failing to identify the material particular in which the advertisement was false or misleading. In [NAME]'s words [42] :

In the [NAME] case that would require a specification in such information of the falsity or the misleading character of the advertisement, of which the defendant allegedly had knowledge. By way of example, it is entitled to be informed whether it is alleged that no free petrol was ever available for any customer buying any car during the week-end in question; whether a lesser quantity was available to some, or to all, or to those only buying particular types of vehicles; and generally, what is claimed to have been false and what is claimed to have been misleading, to the defendant's knowledge, in connection with the advertisement . 1. [1984] 1 [NAME]. 344, at p. 351.

Mr. [NAME] appealed, pursuant to s. 5C of the [NAME] Act 1912 [NAME], from the orders made by [NAME[NAME]. The appeal was allowed. [ADDRESS] of [NAME] rejected a preliminary objection by the [NAME] to the competency of the appeal, the argument being that the appeal did not fall within the language of s. 5C. [ADDRESS] then upheld the contention of counsel for Mr. [COUNSEL] that if there was any defect in the information or summons through lack of particularity, s. 6 of the Supreme Court (Summary Jurisdiction) Act 1967 [NAME] precluded an objection being taken on that ground. Section 6(1) of that Act reads:

No objection shall be taken or allowed to any application referred to in, or to any order or warrant made or issued under, section 4 or 5 by reason of any alleged defect in it in substance or in form or by reason of any variance between it and the evidence adduced at the proceedings for the offence charged in the application or order. Section 6(2) requires the judge hearing the proceedings to adjourn the hearing where it appears to him that any variance between an application or order and the evidence adduced in respect of the offence is such that the defendant has been misled and the defendant applies for an adjournment.

As a consequence of the appeal being allowed, the orders made by [NAME[NAME]. were set aside. In its appeal to this Court the appellant submitted that s. 5C of the [NAME] Act was not available in the circumstances of the case and that, it not being suggested that any right of appeal could be found elsewhere, the Court of [NAME] should have upheld the objection to competency. During the hearing of this appeal the argument of counsel touched on matters to which s. 6 of the Supreme Court (Summary Jurisdiction) Act was relevant. The appellant was given leave to amend its notice of appeal to challenge the finding of the Court of [NAME] in regard to s. 6 and the parties were directed to file written arguments relating to that aspect.

Before turning to s. 6 of the Supreme Court (Summary Jurisdiction) Act, it is necessary to consider whether a right of appeal existed under s. 5C of the [NAME] Act. So far as is relevant, the section reads:

Where the Supreme Court or the District Court has quashed any information or indictment or any count thereof or the Supreme Court in its summary jurisdiction, in any proceedings to which the [NAME] was a party, has quashed any application made under section 4(1) of the Supreme Court (Summary Jurisdiction) Act, 1967, or any charge specified in such an application the [NAME]-[NAME] may appeal to the Court of [NAME] against the order made, and such court may thereupon determine the appeal and if the appeal is sustained may make such order for the [NAME] of the trial as may be necessary. The appeal to the Supreme Court was in the name of Mr. [NAME], but the notice of appeal contained an endorsement which clearly was accepted as meeting the requirement of s. 5C that "the [NAME]-[NAME] may appeal ".

Some reference to the relevant legislative history is advisable. Until 1979 appeals against convictions or orders made by the Supreme Court in its summary jurisdiction were made to the Court of Appeal under the provisions of the Supreme Court (Summary Jurisdiction) Act. Section 18 of that Act provided that any party to proceedings in the summary jurisdiction of the Court, "if dissatisfied with the determination by any Judge made in those proceedings as being erroneous in point of law", might apply to the judge to state a special case for the opinion of the Court of Appeal. Otherwise an appeal lay only in the case of a person convicted of an offence punishable in the summary jurisdiction of the Court or a person against whom certain orders had been made: s. 24.

Thus the only avenue of appeal for a complainant was by way of case stated in accordance with s. 18.

Act No. 96, 1979 ([NAME].) repealed ss. 18 and 24 of the Supreme Court (Summary Jurisdiction) Act and ancillary provisions. It did so consequentially upon the enactment of the [NAME] (Crimes) Amendment Act 1979 [NAME]. Thereafter appeals to the Court of [NAME], from the Supreme Court in its summary jurisdiction, lay under the provisions of the [NAME] Act. The manner in which this was achieved was by amendment to s. 5C which hitherto had read:

Where the Supreme Court or the District Court has quashed any information or indictment or any count thereof the [NAME]-[NAME] may appeal to the Court of [NAME] against the order made .

For relevant purposes the words added by the 1979 amendment were:

or the Supreme Court in its summary jurisdiction, in any proceedings to which the [NAME] was a party, has quashed any application made under section 4(1) of the Supreme Court (Summary Jurisdiction) Act, 1967, or any charge specified in such an application.

At the forefront of the appellant's notice of appeal was the proposition that the proceedings before [NAME]. were not proceedings to which the [NAME] was a party. But that limb of s. 5C of the [NAME] Act only arises for consideration if it can be said that the appeal to the Court of [NAME] was not in a matter in which the Supreme Court had quashed an information. For, if the Supreme Court had quashed an information within the terms of s. 5C, the section grounded an appeal by reason of that circumstance. It is apparent that, when the matter was before the Court of [NAME], their Honours were of opinion that the case was one in which the Supreme Court had quashed an information. They added, as it were by way of supplement:

It is likewise a case where the Supreme Court in its summary jurisdiction has quashed an application under s. 4(1) of the Supreme Court (Summary Jurisdiction) Act to which the [NAME] was a party.

Counsel for the appellant met this argument with the submission that, on the proper construction of s. 5C, there could be no appeal from the decision of [NAME]. unless the proceeding before [NAME] was one to which the [NAME] was a party. This construction followed, it was argued, from the language of the section and from the relevant legislative history to which reference has been made. Before dealing with counsel's submissions, it is necessary to say something of the mechanics by which prosecutions for summary offences may be launched.

The Supreme Court (Summary Jurisdiction) Act provides that where, under any Act, proceedings for an offence may be taken before the Supreme Court in its summary jurisdiction, the Court may hear and determine those proceedings in a summary manner: s. 3(1). Upon application being made by any person "in accordance with the rules", a judge shall make an order requiring the person alleged in the application to have committed an offence to appear to answer to the offence charged or a judge may order the apprehension of any such person for the purpose of his being brought before a judge to answer to the offence: s. 4(1). An order under s. 4(1) may be made [NAME]: s. 4(2). Part 75, Div. 2 of the [NAME] is concerned with the summary jurisdiction of the Supreme Court. Rule 7 reads:

Proceedings for an offence under any Act which may be taken before the Court in its summary jurisdiction shall be commenced in the Court by summons claiming an order under section 4 of the [NAME] Act in respect of the offence and claiming that the defendant be dealt with according to law for commission of the offence.

The summons to which r. 7 refers would seem to constitute the application spoken of by s. 4 of the Supreme Court (Summary Jurisdiction) Act. The form of summons is by way of a claim by the [NAME] for an order that the defendant appear to answer to the offence stated: see Form 74a. An order then directs the defendant to appear before a judge of the Court: Form 74b. Neither the Act nor the Rules speak in express terms of an information. Reference has been made already to s. 56(4) of the [NAME] Protection Act requiring that proceedings be commenced by information. Section 56(1) provides that proceedings for an offence against that Act (Pt V, "Collusive Practices", excepted) may be disposed of summarily before a court of petty sessions, an industrial magistrate or the Supreme Court in its summary jurisdiction. In each case sub-s. (4) requires an information.

At common law the laying of an information was necessary before a magistrate had jurisdiction to deal with a person summarily upon a criminal charge. In Reg. v. [NAME] [43] , [NAME[NAME]. commented:

The information, which is in the nature of an indictment, of necessity precedes the process; and it is only after the information is laid, that the question as to the particular form and nature of the process can properly arise. Process is not essential to the jurisdiction of the justices to hear and adjudicate. It is but the proceeding adopted to compel the appearance of the [NAME] to answer the information already duly laid, without which no hearing in the nature of a trial could take place (unless under special statutory enactment). 1. (1879) 4 Q.B.D. 614, at p. 625.

An information might be oral; writing was necessary only if a warrant was required. This was so at common law and by [NAME]' Act 1848 (11 and 12 Vict. c. 43) which in England provided a [NAME] code of procedure for proceedings before magistrates: see, generally, [NAME] [NAME]: Re [NAME] [44] . [NAME]' Act, as adopted by the Australian States in their Justices Acts, it is the laying before a magistrate of an information which commences the [NAME] and invests the magistrate with jurisdiction to proceed to trial: [NAME] [NAME]; [NAME] [45] . In [NAME] [NAME] [46] the Court commented:

It is not necessary, for the existence of jurisdiction in the magistrate, that the person charged should know that he has been charged, or what it is that he has been charged with. He is, of course, entitled to be informed of this and supplied with reasonable particulars, but this is not in order to confer jurisdiction on the magistrate but in order that when the magistrate, in exercise of the jurisdiction derived from the information, proceeds to try him, he may have a proper opportunity of defending himself. 1. (1944) 45 [NAME].) 103. 2. (1943) 43 [NAME].) 195, at p. 200. 3. (1944) 45 [NAME].), at p. 108.

The method by which proceedings are instituted may be of some importance where, as is usually the case, legislation requires that informations, complaints and the like must be laid within a certain time: see [NAME] v. [NAME] [47] . In the case of the [NAME] Protection Act, proceedings may not be commenced after the expiration of twelve months after the time when the offence is alleged to have been committed: s. 56(4).

1. [1964] [NAME].R. 357.

It is not clear why s. 56(4) of the [NAME] Protection Act chose to require an information when s. 4 of the Supreme Court (Summary Jurisdiction) Act speaks of an application. But nevertheless it does require that proceedings be commenced by way of information and that is what was done in the [NAME] case.

But counsel for the appellant submitted that, notwithstanding the generality of the opening lines of s. 5C of the [NAME] Act i.e. the reference to the Supreme Court quashing "any information", the subsequent reference to the Supreme Court in its summary jurisdiction, in any proceedings to which the [NAME] was a party, quashing an application under s. 4(1) of the Supreme Court (Summary Jurisdiction) Act makes it clear that relevantly there can be no appeal from the Supreme Court in the exercise of its summary jurisdiction, except in respect of proceedings to which the [NAME] was a party.

That submission should be accepted. Although an information was at common law necessary to ground jurisdiction in a magistrate to deal with a person summarily, that cannot be the sense in which the word is used in s. 5C of the [NAME] Act. Section 5C was introduced by the Crimes (Amendment) Act 1924 [NAME], in a context which was not related to summary proceedings. It provided a means whereby the quashing of an information or indictment by the Supreme Court might be challenged on appeal. It was not concerned with what the Court might do in the exercise of its summary jurisdiction (for it then had no such jurisdiction).

The term "information", particularly when coupled with "indictment", has a long and well-understood history. It is summed up in the following statement by [NAME[NAME]. in Reg. v. [NAME] [48] :

A well-defined distinction exists and has long existed between an indictment and an information. An indictment is "an accusation found by an inquest of twelve or more upon their oath" ([NAME]'s Justice, 30th ed., vol. 3, p. 2), whilst an information is a proceeding by the [NAME] [NAME] of his own motion without the intervention of a grand jury. And [NAME[NAME]. said [49] : There are two great ways of proceeding against and bringing to trial a person [NAME] of a crime; one is by proceeding against him before a grand jury, and time out of mind that proceeding has been known as an "indictment"; the other mode is by proceeding without a grand jury upon an information, which is initiated either by the law officers of the [NAME] or by a private [NAME] with the leave of the Court. 1. (1881) 8 Q.B.D. 267, at p. 272. 2. (1881) 8 Q.B.D., at p. 274.

It is in that sense that "information" is used in s. 5C of the [NAME] Act. Section 2(1) of that Act defines "indictment" to include " any information presented or filed as provided by law for the [NAME] of offenders". That, I think, reflects the law outlined in Reg. v. [NAME]. It would be wrong to describe the order of [NAME]. quashing the information in the [NAME] case as falling within the first limb of s. 5C. And, in my view, that is so notwithstanding the use in s. 56(4) of the [NAME] Protection Act of the term "information". That is not an information of which the [NAME] Act speaks, and it is the meaning of the term in that Act with which we are concerned.

However, I am of opinion that the appeal to the Court of [NAME] was competent on the ground that the Supreme Court in its summary jurisdiction had quashed an application under s. 4(1) of the Supreme Court (Summary Jurisdiction) Act in proceedings "to which the [NAME] was a party".

As to the meaning of "[NAME]", s. 15(I) of the Interpretation Act 1897 [NAME] reads:

In any Act references to [NAME] reigning at the time of the passing of such Act or to the [NAME] shall, unless the contrary intention appears, be construed as references to [NAME] for the time being. That definition is of no assistance in the [NAME] case. It cannot be the intention of s. 5C to confine the appellate jurisdiction of the Court of [NAME], in the circumstances there mentioned, to proceedings in which the [NAME] by that name is a party. Such a construction would rob that part of s. 5C of any operation, for summary proceedings are not commenced in the name of [NAME]. Yet it is clear from the language of s. 3(1) of the Supreme Court (Summary Jurisdiction) Act that the Supreme Court is to have jurisdiction to hear and determine in a summary manner any proceedings for an offence that by statute may be taken before the Court in its summary jurisdiction. In [NAME] v. [NAME] [50] , [NAME[NAME]. drew attention to the distinction between summary proceedings and trial upon indictment, saying: There is, however, a great distinction in history, in substance and in [NAME] practice between summary proceedings and trial upon indictment. Proceedings upon indictment, presentment, or ex officio information are pleas of the [NAME]. A [NAME] for an offence punishable summarily is a proceeding between [NAME] and [NAME]. The former are solemnly determined according to a procedure considered appropriate to the highest crimes by which the State may be affected and the gravest liabilities to which a [NAME] may be exposed. The latter are disposed of in a manner adopted by the Legislature as expedient for the efficient enforcement of certain statutory regulations with respect to the maintenance of the quiet and good order of society. Against this background, it is unlikely that the legislature could have intended s. 5C to refer only to proceedings in which the [NAME] by that name is a party. 1. (1930) 44 C.[NAME]. 38, at p. 86.

In [COMPANY]. v. Department of the Environment [51] , Lord [NAME] said of the evolution of the English constitution from personal rule by a feudal land-owning monarch to constitutional monarchy:

but the vocabulary used by lawyers in the field of public law has not kept pace with this evolution and remains more apt to the constitutional realities of the Tudor or even the Norman monarchy than to the constitutional realities of the 20th century. His Lordship continued [52] : But to continue nowadays to speak of "the [NAME]" as doing legislative or executive acts of government, which, in reality as distinct from legal fiction, are decided on and done by human beings other than the Queen herself, involves risk of confusion. I believe that some of the more Athanasian-like features of the debate in your Lordships' House could have been eliminated if instead of speaking of "the [NAME]" we were to speak of "the government" — a term appropriate to embrace both collectively and individually all of the ministers of the [NAME] and parliamentary secretaries under whose direction the administrative work of government is carried on by the civil servants employed in the various government departments. 1. [1978] A.C. 359, at p. 380. 2. [1978] A.C., at pp. 380-381.

The submission of counsel for the respondent, that the intention of the words of s. 5C with which we are presently concerned is that an appeal should lie where proceedings were initiated by the government (in the sense used by Lord [NAME]) for what is considered to be an object of government, is well founded. In Australia such proceedings are referred to as [NAME] prosecutions: see [NAME] v. [NAME] [53] ; [NAME] [COMPANY].; Re [NAME] [54] ; [NAME] [NAME]; [NAME] [55] .

1. [1933] [NAME]. 31, at p. 34. 2. (1949) 66 W.N. ([NAME].) 224, at p. 227. 3. (1967) 68 [NAME].) 188, at pp. 189, 193, 196-197, 205.

In [NAME] v. [NAME], which was concerned with a complaint laid by a police officer under the Land Agents Acts 1925 and 1927 [COMPANY], [NAME]. who delivered the judgment of the [ADDRESS] said [56] :

We have no hesitation in accepting the finding that this was a [NAME] [NAME] — or, as we should prefer to say, a public [NAME] — in the sense that it was "ordered by the Government (or by an official equivalent to the Government) for what was considered to be a public object." See Marks v. [NAME] [57] . 1. [1933] [NAME]., at p. 34. 2. (1890) 25 Q.B.D. 494, at p. 496.

[NAME] [NAME]; Re [NAME] involved an information charging an offence under the Poisons Act 1952 [NAME], laid by a person who was described as "an officer of the Department of Public Health". There was a challenge to the appearance of a solicitor, employed in the office of the [NAME] Solicitor, on behalf of the complainant. The matter was adjourned and on resumption the solicitor produced a document signed by the [NAME]-[NAME] directing that the information "be continued as a [NAME] [NAME]". The magistrate ruled that the [NAME] was a private [NAME], not a [NAME] [NAME]. [ADDRESS] of Appeal held that he was wrong in so deciding. [NAME[NAME].A. said [58] , referring to [NAME] [COMPANY].; [NAME]:

I consider that this case is authority for the proposition that an information endorsed with the consent of the Minister or [NAME]-[NAME] is a [NAME] [NAME] . In my view, it is implicit in the decisions to which I have referred that proceedings taken by an officer of a government department with the authority of the appropriate Minister are proceedings to which the [NAME] is a party. 1. (1967) 68 [NAME].), at p. 194.

Section 56(1) of the [NAME] Protection Act requires that proceedings for an offence against the Act (Pt V excepted) may be taken and prosecuted only by a person [NAME] with the authority in writing of the Minister. The proceedings are thus stamped with the character of a public [NAME] and may fairly be described as proceedings to which the [NAME] is a party.

The information in question is expressed to be laid by "[NAME] an Officer of the Department of [NAME] and a person [NAME] with the authority in writing of the Minister for [NAME]". No doubt the language of s. 56(1) of the [NAME] Protection Act is wide enough to permit the Minister to authorize the taking of proceedings by a person who is not an officer of the Department of [NAME], but that is not in point. Proceedings may only be initiated on the authority of the Minister and, when initiated, they are proceedings to which the [NAME] in the sense of the government is a party.

I would uphold the respondent's right of appeal to the Court of [NAME] under this limb of s. 5C of the [NAME] Act. Having done so, a question then arises as to s. 6 of the Supreme Court (Summary Jurisdiction) Act. [NAME]. [NAME] disavowed any intention to rely upon s. 6, while contending that the information was not defective. Before the Court of [NAME] maintained the argument that the information was adequate but submitted as well that s. 6 concluded the matter against the [NAME]. [ADDRESS] accepted the argument that s. 6 was conclusive, adding that it saw "no objection to the appellant raising the point for the first time on appeal as it is entirely a matter of law". Counsel for the [NAME] did not argue that s. 6 was not available to the [NAME] in the Court of [NAME] or before this Court by reason of the failure to rely upon it before [NAME]. But he did contend that s. 6 was not relevant to the proceedings in question.

I do not think it is necessary to consider the implications (if any) of s. 6 in order to determine this appeal. Certainly the information lacked particularity and, if sought, particulars would have been ordered of the respects in which the published statement was false or misleading. To say that is not to say that the information is bad in substance; the distinction is made by [NAME[NAME]. in [NAME] v. [NAME] [59] . In [NAME] v. [NAME] [60] a conviction was quashed because it failed to identify property of the respondent said to have been injured by conduct done with a view to compelling another to abstain from doing an act which that person had a legal right to do. That, broadly speaking, was the language of the statutory provision under which the appellant was charged. Underlying the reasons for judgment of the members of the court is the notion that a charge may describe an offence in the words of the statute creating the offence but still be bad in substance. In [NAME] [NAME]; [NAME] [61] , [NAME]. cast doubt upon the authority of earlier decisions such as [NAME] v. [NAME], particularly those decided in statutory contexts comparable to s. 145A(1) of the Justices Act 1902 [NAME]. Such sections provide that the description of an offence in the words of the Act creating the offence, or similar words, shall be sufficient in law.

1. (1933) 50 C.[NAME]. 379, at p. 386. 2. [1903] 1 [NAME]. 56. 3. (1938) 38 [NAME].) 153, at pp. 169-170.

Whether, in the absence of statutory warrant, a complaint or information that does no more than describe an offence in terms of the Act creating the offence is defective is debatable. During argument in Preston v. [NAME] [62] , [NAME]. asked: "Is it not enough to follow the words of the Statute?" The point was left open by the Court in its judgment [63] , and see also [NAME] [NAME]; [NAME] [64] .

1. (1906) 3 C.[NAME]. 1089, at p. 1091. 2. (1906) 3 C.[NAME]., at p. 1096. 3. (1943) 44 [NAME].) 12, at p. 16.

In [NAME] v. [NAME] [65] the Court upheld the dismissal of a complaint because of the complainant's failure to provide particulars. The complaint was in terms that met the requirements of the Justices Act 1921 [COMPANY]. [NAME]. said [66] :

But this relates only to the nature of the offence and does not dispense with the necessity of specifying the time, place and manner of the defendant[NAME] or omissions ([RESPONDENT] v. [NAME]). See also [NAME] v. [NAME] [67] . 1. (1937) 59 C.[NAME]. 467. 2. (1937) 59 C.[NAME]., at p. 486. 3. [1977] 2 [NAME]. 264.

In the [NAME] case the information identified the time, place and manner in which the [NAME] was alleged to have contravened s. 32(1) of the [NAME] Protection Act. It failed to specify the respect in which the advertisement was false or misleading. It is true that s. 32(1) of the Act makes it an element of the offence created by that sub-section that a person publish a statement which is, to his knowledge, false or misleading in any material particular. But I do not think it follows that an information or application that sets out the statement, identifying the time, place and manner of publication, and then alleges that the statement was false or misleading in a material particular, without identifying the particular, is bad in substance. Certainly the material particular should have been identified and would be ordered by way of particulars; nevertheless, in my view, the information or application is not defective by reason of the omission. It is legally sufficient, to borrow the words of [NAME[NAME]. in [NAME] v. [NAME] [68] . The distinction is an important one to maintain even though statutory provisions may render it of little practical importance at times.

1. (1933) 50 C.[NAME]., at p. 386.

For these reasons, it is unnecessary to deal with the appellant's submission that s. 6 of the Supreme Court (Summary Jurisdiction) Act is limited to an application, order or warrant and does not extend to an information under s. 56(4) of the [NAME] Protection Act.

The appeal should be dismissed.

📊 How courts decide similar cases

Among 12 similar decisions in this collection:

A snapshot of this collection — not a prediction of your case's outcome.

⚖️ What tends to weigh in cases like this

✅ Tends to be accepted

  • The case involved a prosecution that did not follow the specific procedural requirements set out in the Consumer Protection Act, leading to dismissal.
  • The witness's deliberate evasion of questions by falsely swearing inability to remember was found insufficient to constitute contempt beyond mere obstruction.
  • Taxpayer income is considered earned when it is due, regardless of actual receipt under instalment agreements.
  • An arbitration commissioner lacks authority to interpret or enforce an existing industrial award, limiting their jurisdiction.
  • A private company can be deemed a public company if reasonable under the Income Tax Assessment Act, affecting tax treatment.

Patterns observed in similar cases in this collection — every case is unique.

❓ Frequently asked questions

What did this decision decide?

The High Court dismissed the appeal, upholding the validity of the prosecution under the Consumer Protection Act.

Who was involved?

A prosecutor and a company accused of an offence against Pt III of the Consumer Protection Act were involved.

How did the court decide, and why?

The Court decided that proceedings must be commenced by information as per s. 56(4) of the Act, not by summons.

Which laws or rules were applied?

Consumer Protection Act 1969 NSW s. 32(1), s. 56(4); Supreme Court (Summary Jurisdiction) Act 1967 NSW s. 4; Criminal Appeal Act 1912 NSW s. 5C.

What was the argument that mattered most?

The prosecution must follow specific procedures set out in the Consumer Protection Act, not general rules for initiating proceedings.

Was the decision for or against the person who brought the case?

Against the appellant company.

What does this mean for someone in a similar situation?

Proceedings under Pt III of the Consumer Protection Act must strictly follow the requirements set out in s. 56(4).

What evidence or documents mattered?

The procedural rules and statutory provisions were key to the decision.

Can a decision like this be appealed?

Further appeals are unlikely as this was a High Court decision.

Is it worth getting a solicitor for a case like this?

Yes, consulting with a solicitor is advisable for complex legal matters involving administrative law.

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