Statute
Section 1226 — Corporations Act 2001: Requirement for compliance plan
Text of the provision Official document
(1) A retail CCIV must have a compliance plan. Note: A copy of the compliance plan must be lodged with ASIC with the application to register a CCIV that is to be a retail CCIV: see subsection 1222A(6). (2) A wholesale CCIV is not required to have a compliance plan. (3) A CCIV must lodge a copy of its compliance plan with ASIC within 14 days of becoming a retail CCIV. The copy must be signed by all the directors of the corporate director. Note: Section 1222J defines retail CCIV. (4) An offence based on subsection (3) is an offence of strict liability.
Official source: Federal Register of Legislation
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