Statute
Section 912EC — Corporations Act 2001: Obligation to keep records of compliance
Text of the provision Official document
(1) A financial services licensee must keep records sufficient to enable the licensee’s compliance with this Subdivision to be readily ascertained. Note 1: For preservation of records, see section 1101C. Note 2: Failure to comply with this subsection is an offence (see subsection 1311(1)). (2) The regulations may specify records that the financial services licensee must keep as part of the obligation in subsection (1).
Official source: Federal Register of Legislation
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