Statute
Section 921Y — Corporations Act 2001: Unregistered relevant providers not to provide personal advice
Text of the provision Official document
A relevant provider must not provide personal advice to retail clients in relation to relevant financial products unless a registration of the relevant provider under subsection 921ZC(1) or (1A) is in force. Note: This section is a restricted civil penalty provision (see sections 921Q and 1317E).
Official source: Federal Register of Legislation
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