Section 922G — Corporations Act 2001: Meaning of recent advising history

The recent advising history of a relevant provider is the following information: (a) for a relevant provider who is or was a financial services licensee authorised to provide personal advice to retail clients in relation to relevant financial products—each period during which the relevant provider was such a licensee; (b) for a relevant provider who is or was authorised to provide personal advice to retail clients, on behalf of one or more financial services licensees, in relation to relevant financial products—the following information: (i) the name of each licensee; (ii) if the relevant provider is or was a relevant provider as a result of section 916B—the name of each authorised representative who authorised the relevant provider under that section; (iii) each period during which the relevant provider was authorised by each licensee or each authorised representative to provide such advice. Note: If a relevant provider is covered by paragraphs (a) and (b) of this section, the relevant provider’s recent advising history includes all the information required under those paragraphs.