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StatuteCorporations Act 2001

Section 991D — Corporations Act 2001: Regulations may require records to be kept in relation to instructions to deal on licensed markets and foreign markets

Text of the provision Official document

The regulations may impose requirements for the keeping of records relating to all or any of the following: (a) instructions received by financial services licensees to deal in financial products through licensed markets or through other financial markets (whether inside or outside Australia); (b) the execution of such instructions; (c) the transmission of such instructions.

Official source: Federal Register of Legislation

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Statutory text from an official public source. Informational content — does not replace advice from a qualified legal practitioner.