Transport Manager's Appeal to Overturn Disqualification Rejected
📌 In brief
The Upper Tribunal dismissed an appeal challenging the disqualification of a transport manager for three years due to concerns over their respect for the operator licensing system. The appeal was based on the argument that the disqualification period was excessive and that the findings were flawed.
⚖️ Legal holding
A transport manager can be disqualified for a period of three years if there are concerns regarding their respect for the operator licensing system.
📖 Technical summary
The Upper Tribunal dismissed an appeal challenging the disqualification of a transport manager.
📜 Headnote Official document
The Upper Tribunal dismissed an appeal challenging the disqualification of a transport manager for three years due to concerns over their respect for the operator licensing system. The appeal was based on the argument that the disqualification period was excessive and that the findings were flawed.
📚 Full judgment Official document
[2016] UKUT 0339 (AAC)
Appeal No. T/2015/59
IN THE UPPER TRIBUNAL
ADMINISTRATIVE APPEALS CHAMBER (Traffic Commissioner Appeals)
ON APPEAL from the DECISION of the TRAFFIC COMMISSIONER FOR THE SCOTTISH TRAFFIC AREA ([NAME_1])
Dated: 4th September 2015
Before: Mr E. Mitchell
Judge of the Upper Tribunal [NAME_2]
Member of the Upper Tribunal [NAME_3]
Member of the Upper Tribunal
Appellant:
[redacted]
Heard at: George House, [ADDRESS], Edinburgh Date of hearing: 26th May 2016 Date of decision: 11th July 2016
DECISION OF THE UPPER TRIBUNAL
T/2015/59 2 IT IS HEREBY ORDERED that this appeal is dismissed.
SUBJECT MATTER:-
Public passenger vehicle licence; good repute of operator and transport manager; disqualification orders;
REASONS FOR DECISION
1. On 4th September 2015, the Traffic Commissioner for Scotland, following a public inquiry at which the operator and [NAME_5] were represented by a solicitor, made the following decisions:
(a) under section 17 of the Public Passenger Vehicles Act 1981, the Commissioner revoked the public passenger vehicle licence granted to [COMPANY_6] under that Act;
(b) under section 28(1) of the Transport Act 1985, the Commissioner ordered that [COMPANY_6] be disqualified from holding or obtaining a public passenger vehicle licence for a period of three years;
(c) under section 28(4) of the Transport Act 1985, the Commissioner ordered that [NAME_4], being a director of [COMPANY_6], be disqualified from holding or obtaining a public passenger vehicle licence for a period of three years;
(d) under Schedule 3(7B) to the Public Passenger Vehicles Act 1981, the Commissioner ordered that [NAME_4] be disqualified from acting as a transport manager for three years;
(e) under section 14ZA of the Public Passenger Vehicles Act 1981, the Commissioner refused [COMPANY_6]’s application for an operator’s licence under that Act.
2. All of the Traffic Commissioner’s decisions had immediate effect.
3. An appeal was made to the Upper Tribunal but only against the Traffic Commissioner’s order that [NAME_5] be disqualified from acting as a transport manager for three years.
4. The grounds of appeal were as follows:
(a) while the Traffic Commissioner said she had disregarded certain anonymous allegations, “it is not accepted by the Appellant the Traffic Commissioner thereafter scrupulously did not allude to these emails and letters during the Inquiry”;
T/2015/59 3
(b) to disqualify [NAME_5] from acting as transport manager for three years was “excessive”. It was based on flawed findings that [NAME_5] “had no respect for operator licensing” and there was “a problem” with his attitude.
5. The grounds were not subsequently expanded, neither in writing nor, since [NAME_5] did not attend, at the hearing before the Upper Tribunal. In other words, no attempt has been made to explain how the Commissioner ‘alluded’ to the anonymous allegations during the hearing, how she made flawed findings about [NAME_5]’s respect for the licensing system and why a three year period of disqualification was excessive.
6. [NAME_5] did not attend the hearing of his appeal before the Upper Tribunal, nor did he arrange for a representative to attend. There has been no explanation for his absence, before or since. The Upper Tribunal heard the appeal in [NAME_5]’s absence, being satisfied that [NAME_5] had been notified of the hearing and concluding it was in the interests of justice to proceed (rule 38 of the Tribunal Procedure (Upper Tribunal) Rules 2008). In the absence of any explanation for [NAME_5]’s non-attendance there was no good reason not to proceed.
7. We dismiss this appeal.
8. The first ground of appeal is a vague and unexplained assertion that the Traffic Commissioner took into account evidence that she said she had excluded. It has no merit.
9. The second ground is based on the argument that the Traffic Commissioner wrongly found that [NAME_5] had no respect for the operator licensing system. But we are not told the basis for that argument. Our attention has not been drawn to any supposed flaw in the Commissioner’s primary findings of fact. We have not, for example, been presented with any argument that the Commissioner overlooked evidence of a good regulatory track record over the years. This ground also has no merit.
10. Finally, there is the argument that a three year disqualification period was excessive. Again, we have not been presented with any argument why. It has not, for example, been argued that the Commissioner overlooked evidence to show, or failed to deal with the argument that, [NAME_5] had turned over a new leaf in his attitude towards regulatory compliance so as to render a three year disqualification unjustified. Again, this ground of appeal has no merit.
11. This appeal is dismissed and the Traffic Commissioner’s decision stands.
T/2015/59 4 Mr E. Mitchell, Judge of the Upper Tribunal, 11 July 2016 (signed on original)
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- The Traffic Commissioner's decision to disqualify the appellant from acting as a transport manager for three years was appropriate.
- The Upper Tribunal concluded that the appellant's arguments were vague and lacked sufficient explanation.
- The Tribunal found no merit in the appellant's claims regarding the Commissioner's handling of evidence and the appropriateness of the disqualification period.
❌ Tends to be rejected
- The appellant argued that the Traffic Commissioner took into account evidence she claimed to have excluded.
- The appellant contended that the Commissioner wrongly found that he had no respect for the operator licensing system.
- The appellant asserted that a three-year disqualification period was excessive.
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The Upper Tribunal dismissed the appeal, upholding the disqualification of the transport manager for three years.
What was the dispute about?
The dispute was about whether the transport manager should be disqualified for three years due to concerns over their respect for the operator licensing system.
How did the court decide, and why?
The court decided to dismiss the appeal because the appellant did not provide sufficient arguments to challenge the findings of the Traffic Commissioner.
Which laws or rules were applied?
No specific laws or rules were cited in the judgment.
What was the argument that mattered most?
The argument that mattered most was that the disqualification period was excessive and that the findings were flawed.
Was the decision for or against the person who brought the case?
The decision was against the person who brought the case.
What does this mean for someone in a similar situation?
Someone in a similar situation may face a similar disqualification period if there are concerns over their respect for the operator licensing system.
What evidence or documents mattered?
The judgment does not specify the evidence or documents that mattered.
