Upper Tribunal Sets Aside Decision Due to Legal Errors
📌 In brief
The Upper Tribunal overturned a lower court's decision because it made mistakes in interpreting the law. Specifically, the lower court incorrectly considered lip reading as a reliable form of communication and failed to properly assess the effectiveness of cochlear implants in noisy environments.
⚖️ Legal holding
A claimant's entitlement to a Personal Independence Payment must be assessed without considering lip reading as a reliable method of communication.
📖 What the law says
If the Upper Tribunal identifies an error in law when reviewing a decision made by the First-tier Tribunal, it can choose to set aside the original decision. If it decides to set aside the decision, it must either send the case back to the First-tier Tribunal with instructions for reconsideration or remake the decision itself.
Plain-English explanation — does not replace advice from a solicitor.
📖 Technical summary
The Upper Tribunal set aside the First-tier Tribunal's decision due to errors in law, specifically regarding the use of lip reading and the effectiveness of cochlear implants in noisy environments.
📜 Headnote Official document
The Upper Tribunal set aside the First-tier Tribunal's decision due to errors in law, specifically regarding the use of lip reading and the effectiveness of cochlear implants in noisy environments. The case was remitted for rehearing.
📚 Full judgment Official document
SB v Secretary of State for Work and Pensions [2018] UKUT 122 (AAC) UPPER TRIBUNAL CASE NO: CPIP/3326/2017
1
DECISION OF THE UPPER TRIBUNAL (ADMINISTRATIVE APPEALS CHAMBER) As the decision of the First-tier Tribunal (made on 31 July 2017 at Nottingham under reference SC319/17/00129) involved the making of an error in point of law, it is SET ASIDE under section 12(2)(a) and (b)(i) of the Tribunals, Courts and Enforcement Act 2007 and the case is REMITTED to the tribunal for rehearing by a differently constituted panel. DIRECTIONS: A. The tribunal must undertake a complete reconsideration of the issues that are raised by the appeal and, subject to the tribunal’s discretion under section 12(8)(a) of the Social Security Act 1998, any other issues that merit consideration. B. The reconsideration must be undertaken in accordance with KK v Secretary of State for Work and Pensions [2015] UKUT 417 (AAC). C. In particular, the tribunal must investigate and decide the claimant’s entitlement to a personal independence payment on her claim that was made on 11 August 2016 and decided on 12 October 2016 from the effective date of 16 November 2016. D. In doing so, the tribunal must not take account of circumstances that were not obtaining at that time: see section 12(8)(b) of the Social Security Act 1998. Later evidence is admissible, provided that it relates to the time of the decision: R(DLA) 2 and 3/01.
REASONS FOR
DECISION 1. Both the claimant and the Secretary of State have expressed the view that the decision of the tribunal involved the making of an error in point of law and agreed to a rehearing. That makes it unnecessary to set out the history of the case or to analyse the whole of the evidence or arguments in detail. I need only deal with the reason why I am setting aside the tribunal’s decision. A. Why I have set the First-tier Tribunal’s decision aside 2. The claimant had just turned 16 at the date of her claim. She is profoundly deaf and wears cochlear implants. The Secretary of State refused her claim for a personal independence payment, with the result that her award of disability living allowance duly came to an end. She exercised her right of appeal to the First-tier Tribunal. The tribunal increased the claimant’s score for daily living component activity 7 (communicating verbally), but the points were not sufficient to allow an award. By its award, the tribunal found that the claimant needed communication support to be able to express or understand complex verbal information.
3. The tribunal took account of the claimant’s ability to lip read, saying: ‘the claimant uses her implants during her waking hours when she would be able to
2 understand basic information, using her lip-reading skills as necessary.’ Lip reading is undoubtedly useful, but it is not reliable, as Upper Tribunal Judge Gray noted in EG v Secretary of State for Work and Pensions [2017] UKUT 101 (AAC). She did not accept the argument of the Secretary of State’s counsel that lip reading should be disregarded. Despite that, the Secretary of State’s position has not changed. As the Secretary of State’s representative has submitted in supporting the appeal: ‘It is the Secretary of State’s position that lip reading is not considered an acceptable way to interpret verbal communication, particularly when one takes into consideration regulation 4(2[A]) of the Social Security (Personal Independence Payment) Regulations 2013.’ It seems to me that it is pointless to disagree with a Secretary of State who wishes to implement legislation in a way that is perhaps more generous to claimants than the legislation strictly allows. I therefore set aside the tribunal’s decision for taking lip reading into account and direct the tribunal at the rehearing to take the same approach as the Secretary of State.
4. There is a further error of law in that the tribunal’s reasoning appears to be contradictory in that it found that implants were less effective in a noisy environment, but then did not follow this through under regulation 4(2A).
5. I do not need to deal with any other error in point of law that the tribunal may have made. Any that were made will be subsumed by the rehearing. B. What will happen at the rehearing 6. For the benefit of the claimant, this is the effect of the decision in KK to which I have referred in my directions.
7. The tribunal must follow the directions I have given.
8. Unless and to the extent that I have directed otherwise, the rehearing will not be limited to the grounds on which I have set aside the tribunal’s decision. The tribunal will consider all aspects of the case, both fact and law, entirely afresh.
9. The tribunal will not be limited to the evidence and submissions before the tribunal at the previous hearing. It will decide the case on the basis of the relevant evidence and submissions made at the rehearing.
10. The tribunal must come to its own conclusions on issues of both fact and law that it considers. Neither my decision itself nor anything I have written in my reasons for decision is an indication of the likely outcome of the rehearing. Nor will the tribunal be bound by any conclusions of fact or law reached by the tribunal in the decision that I have set aside.
Signed on original on 06 April 2018 [NAME] Upper Tribunal Judge
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- The tribunal must assess the claimant's entitlement to a Personal Independence Payment without considering lip reading as a reliable method of communication.
- The rehearing must be conducted by a differently constituted panel.
- The tribunal must consider the case entirely afresh, including all aspects of fact and law.
- The tribunal must base its decision on the relevant evidence and submissions made at the rehearing.
❌ Tends to be rejected
- The tribunal cannot take into account the claimant's ability to lip read as a reliable method of communication.
- The tribunal's initial decision was set aside due to an error in considering lip reading as a valid form of communication.
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The Upper Tribunal set aside the First-tier Tribunal's decision due to errors in law, specifically regarding the use of lip reading and the effectiveness of cochlear implants in noisy environments.
What was the dispute about?
The dispute was about whether a profoundly deaf claimant, who uses lip reading and cochlear implants, qualifies for a Personal Independence Payment.
How did the court decide, and why?
The court decided to set aside the lower court's decision because it made errors in law, particularly in how it evaluated lip reading and the effectiveness of cochlear implants in noisy environments.
Which laws or rules were applied?
The Tribunals, Courts and Enforcement Act 2007 s.12 and the Social Security Act 1998 s.12 were applied.
What was the argument that mattered most?
The argument that mattered most was that the lower court incorrectly considered lip reading as a reliable form of communication and failed to properly assess the effectiveness of cochlear implants in noisy environments.
Was the decision for or against the person who brought the case?
The decision was for the person who brought the case, as the court set aside the lower court's decision due to errors in law.
What does this mean for someone in a similar situation?
Someone in a similar situation should ensure that their case is assessed according to the correct legal standards, particularly regarding the reliability of lip reading and the effectiveness of cochlear implants in various environments.
What evidence or documents mattered?
The judgment does not specify the exact evidence or documents that mattered, but it focused on the legal errors made in assessing the claimant's eligibility for a Personal Independence Payment.
