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DismissedUpper Tribunal (Administrative Appeals Chamber)·

Upper Tribunal Upholds Decision on Education, Health and Care Plan for Disabled Individual

Case No. · Judge Wikeley N

📌 In brief

The Upper Tribunal dismissed an appeal challenging the Education, Health and Care Plan for a young woman with disabilities. The plan included provisions for social care that educate or train the individual, which were deemed special educational needs under the Children and Families Act 2014.

⚖️ Legal holding

Social care provision that educates or trains a disabled individual is to be treated as special educational provision under the Children and Families Act 2014.

Topics

Education, Health and Care PlansSpecial Educational NeedsSocial Care Provision

Provisions

Children and Families Act 2014 s.21(5)Tribunals, Courts and Enforcement Act 2007 s.11Tribunal Procedure (Upper Tribunal) Rules 2008 r.14

📖 What the law says

Tribunals, Courts and Enforcement Act 2007 s.11

Under this act, any party involved in a case has the right to appeal to the Upper Tribunal on points of law arising from a decision made by the First-tier Tribunal, except for certain excluded decisions.

Plain-English explanation — does not replace advice from a solicitor.

📖 Technical summary

The Upper Tribunal dismissed the appeal, affirming the First-tier Tribunal's decision regarding the Education, Health and Care Plan for a young woman with multiple disabilities.

📜 Headnote Official document

The Upper Tribunal dismissed an appeal challenging the Education, Health and Care Plan for a young woman with disabilities, affirming the First-tier Tribunal's decision that social care provision educating or training the individual is to be treated as special educational provision under the Children and Families Act 2014.

📚 Full judgment Official document

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 1 DECISION OF THE UPPER TRIBUNAL (ADMINISTRATIVE APPEALS CHAMBER)

The DECISION of the Upper Tribunal is to dismiss the appeal by the Appellant.

The decision of the First-tier Tribunal (Health, Education and Social Care Chamber) issued on 11 May 2017, following the hearing on 4 May 2017, under file reference EH938/16/00070, does not involve an error on a point of law.

There is to be no publication of any matter likely to lead members of the public directly or indirectly to identify the child who is the subject of this appeal.

This decision and ruling are given under section 11 of the Tribunals, Courts and Enforcement Act 2007 and rule 14 of the Tribunal Procedure (Upper Tribunal) Rules 2008.

REASONS FOR DECISION

Introduction

1. This appeal turns on the meaning and proper application of the expression “educates or trains” in the context of section 21(5) of the Children and Families Act 2014. This provides as follows:

“(5) Health care provision or social care provision which educates or trains a

[NAME] is to be treated as special [NAME] provision (instead

of health care provision or social care provision).”

The background

2. This appeal concerns the case of G, a [NAME] woman who was aged 17 at the material time. She has a diagnosis of oppositional defiance disorder along with autistic spectrum condition and attention deficit hyperactivity disorder. She has a range of needs, summarised by the First-tier Tribunal (“the Tribunal”) in these terns:

“These include: being socially vulnerable; sometimes showing some risky

sexualised behaviours; having very little independence or daily living skills,

including managing money; needing reminders and prompting to manage her

personal care needs including bathing and brushing her hair; being unable to

prepare and cook a simple meal and being unable to go out on her own as she

is not safe to be independent” (reasons for decision at paragraph [13]).

3. G’s local authority (“the Council”) carried out an Education, Health and Care (EHC) needs assessment for G and subsequently issued an EHC Plan (EHCP) for her. G (or in practice her mother on her behalf) then appealed to the Tribunal against Sections B, F and I of the EHCP, i.e. as regards the sections dealing with the statement of G’s [NAME] and strengths, the special [NAME] provision required and the [NAME] placement and type.

4. By the time the case got to the Tribunal hearing, the major issues in dispute were whether G required a waking day curriculum (and, if so, with a number of consequential amendments to the provision specified) and also whether G required a residential placement at a special independent school (as G and her mother contended) or whether her needs could be met through a day placement with extra support at her local FE college (as the Council argued).

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 2

5. Following a hearing on 4 May 2017, the Tribunal allowed the appeal in part in a reasoned decision dated 11 May 2017. The Tribunal allowed the appeal in terms of ordering some relatively minor amendments to Sections B and F of the EHCP. However, on the central issues of placement and whether there was a need for a waking day curriculum the Tribunal found for the Council.

6. [NAME] applied for permission to appeal on the basis that the Tribunal had applied the wrong test in applying section 21(5) of the 2014 Act. It was argued that G’s inability to generalise was a learning difficulty which required support both during and after the school day. Further, the support G needed outside the college day related directly to her [NAME] and so fell within section 21(5) as provision which “educates or trains”. On 21 June 2017 Tribunal Judge Brayne refused permission to appeal on behalf of the Tribunal, expressing the view that the Tribunal had properly applied A v Hertfordshire County Council [2006] EWHC 3428 (Admin) and there was no arguable error of law in its decision.

The proceedings before the Upper Tribunal 7. On 10 July 2017 the [NAME] applied direct to the Upper Tribunal for permission to appeal on the papers, which I granted on 8 August 2017. The Council’s solicitor and the [NAME] – both of whom appeared at the Tribunal hearing – have each made written submissions on the appeal. Both parties are content for the appeal to be decided on the papers. In view of the careful and helpful way the case has been argued on the written submissions by the two representatives, I am not persuaded that an oral hearing will necessarily add any value to these proceedings, whereas it would inevitably increase both delay and costs. I therefore consider it appropriate to decide the appeal without an oral hearing.

The relevant legislative framework 8. Section 20(1) of the Children and Families Act 2014 (“the 2014 Act”) provides that a “[NAME] has [NAME] if he or she has a learning difficulty or disability which calls for special [NAME] provision to be made for him or her”. Section 20(2) goes on to provide (in part) that a “[NAME] has a learning difficulty or disability if he or she — (a) has a significantly greater difficulty in learning than the majority of others of the same age”.

9. “[NAME] provision” in turn is defined by section 21(1) for a [NAME] as meaning “[NAME] or training provision that is additional to, or different from, that made generally for others of the same age in … (c) mainstream post-16 institutions in England”.

10. “Health care provision” (which is not in issue in the present appeal) is defined by reference to NHS services (section 21(3)), while “social care provision” (which is in issue) is defined as meaning “the provision made by a local authority in the exercise of its social services functions” (see section 21(4)).

11. As already noted, section 21(5) then provides as follows:

of health care provision or social care provision).”

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 3 12. There is some further elaboration of the meaning of “education” and “training” in the 2014 Act’s Part 3 interpretation section (section 83(4) and (2) respectively), but not in a way that is relevant for the purposes of the present appeal.

The Code of Practice 13. The Code of Practice issued under the 2014 Act gives the following guidance on the application of section 21:

“Responsibility for provision

Relevant legislation: Section 21 of the Children and Families Act 2014

9.73 Health or social care provision which educates or trains a [NAME] must be treated as special [NAME] provision and included in Section F of the EHC plan.

9.74 Decisions about whether health care provision or social care provision should be treated as special [NAME] provision must be made on an individual basis. Speech and language therapy and other therapy provision can be regarded as either education or health care provision, or both. It could therefore be included in an EHC plan as either [NAME] or health provision. However, since communication is so fundamental in education, addressing speech and language impairment should normally be recorded as special [NAME] provision unless there are exceptional reasons for not doing so.

9.75 Agreement should be reached between the local authority and health and social care partners about where provision will be specified in an EHC plan.

9.76 In cases where health care provision or social care provision is to be treated as special [NAME] provision, ultimate responsibility for ensuring that the provision is made rests with the local authority (unless the [NAME] has made suitable arrangements) and the [NAME] or the [NAME] will have the right to appeal to the First-tier Tribunal ([NAME]) where they disagree with the provision specified.”

The relevant Upper Tribunal case law 14. Section 21 of the 2014 Act was the subject of careful and detailed analysis by Upper Tribunal Judge Jacobs in East Sussex County Council v TW ([NAME]) [2016] UKUT 528 ([NAME]); [2017] ELR 119 (at paragraphs 15-26):

F. Direct and deemed special [NAME] provision

“Analysis

15. For convenience only, I use the terms direct and deemed special [NAME]

provision. Their choice and use carry no significance in the analysis. They are

merely useful labels that provide a shorthand to refer to particular provisions.

16. Section 21(1) and (2) deal with special [NAME] provision by defining it as

provision that is in addition to or different from that generally made for others of

the same age in, for this case, mainstream post-16 institutions. This goes into

Section F of the plan: regulation 12(1)(f).

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 4

17. Section 20 deals with [NAME] by reference to whether the

person’s learning difficulty or disability calls for special [NAME] provision.

These go into Section B of the plan: regulation 12(1)(b).

18. Direct special [NAME] provision is identified under those provisions in the

exercise of the local authority’s education functions.

19. Section 21(4) deals with social care provision by defining it as provision

made by the local authority in the exercise of its social services functions. It goes

into Section D of the plan: regulation 12(1)(d).

20. In London Borough of Bromley v Special Educational Needs Tribunal [1999]

ELR 260 at 295, Sedley LJ noted that [NAME] and non-[NAME] provision

were not wholly distinct categories.

21. Section 21(5) recognises this by providing that social care provision is to be

treated as special [NAME] provision, and not as social care provision, if it

educates or trains a [NAME]. This is what I call deemed special

[NAME] provision. Although this subsection reflects what Sedley LJ said, I do

not consider it appropriate to interpret it by reference to his remarks. It has to be

interpreted in the context of the 2014 Act.

22. Section 21(5) only operates in respect of that part of the person’s social care

that also educates or trains. It does not apply to all social care, regardless of its

effect. [NAME]’s back problems. He may need some social care in respect of

it, but that does not mean that it becomes special education provision just

because other parts of his social care package educate or train him. That would

be an absurd result and contrary to the language and intendment of the

provision.

23. The result of section 21(5) is that the social care provision becomes special

[NAME] provision. That means:

 it is within section 37(2)(c);  it properly belongs in Section F of the plan and not in Section D; and  the local authority must secure the provision under section 42(2).

24. When a case comes before the First-tier Tribunal, the local authority may

already have applied section 21(5). If not, the tribunal must apply it and, if

necessary, move the relevant provision from Section D to Section F. In order to

apply section 21(5), the tribunal must identify the person’s social care provision

– this should be clear from Section D of the plan – and then identify which parts

of social care provision educate or train. Any parts that have that effect must be

moved to Section F.

25. The nature of the tribunal’s task differs between direct and deemed special

[NAME] provision. For direct provision, it may make its own decision on what

the person’s needs are and what provision is called for in the light of those

needs. In doing so, it may add to the provision in the plan, amend it, or remove

it. For indirect provision, the task is different. The tribunal’s only role is to classify

the social care provision to filter out that part of the provision that is properly

classified as special [NAME] provision under section 21(5). The tribunal has

no jurisdiction over the social care provision as such, because section 51 does

not provide for an appeal. The tribunal only has jurisdiction in so far as it is

properly classified as special [NAME] provision, at which point it comes

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 5

within section 51(2)(c). It has no power to change in any way the provision that

remains social care provision under section 21(4). Nor has it power to include

social care provision in Section F of the plan. All it can do is to include additional

direct special [NAME] provision.

26. [NAME] produced an extract from Parliamentary debates relevant to section

21(5). [NAME] argued that it actually supported him. I don’t need to resolve

that dispute. I have reached my conclusions without reference to the

Parliamentary debates. The wording of the section is clear; there is no need or

benefit to go beyond the wording.”

15. I respectfully agree with that analysis, albeit with one slight gloss, which relates to paragraph 21 of that passage, dealing with section 21(5) of the 2014 Act. The Education Act 1996 (“the 1996 Act”) included no such equivalent provision. Upper Tribunal Judge Jacobs, having noted that section 21(5) reflected the observations of Sedley LJ in London Borough of [NAME] v [NAME] Tribunal, did “not consider it appropriate to interpret it by reference to his remarks. It has to be interpreted in the context of the 2014 Act”.

16. It is, of course, right that section 21(5) needs in the first instance to be interpreted in the context of the 2014 Act. But that process of interpretation must be undertaken in context rather than in splendid isolation. I am fortified in that conclusion for two reasons.

17. The first concerns the observations of Upper Tribunal Judge Ward in Devon County Council v OH ([NAME]) [2016] UKUT 292; ([NAME]) [2016] ELR 377. Having considered sections 20 and 21 of the 2014 Act alongside their predecessor provisions in the 1996 Act, Judge Ward held as follows:

“33. In the light of these substantially common features around the very building

blocks of the [NAME] regime, I proceed on the basis that the

legislative intention was in general terms for a continuity of approach, except

where the 2014 Act provides a specific reason to conclude otherwise. Subject to

that note of caution, authorities on concepts common to both regimes will

continue to be relevant.”

18. The second reason concerns the status of the Explanatory Notes to the 2014 Act. As Lord Steyn observed in Westminster City Council v National Asylum Support Service [2002] UKHL 38; [2002] 1 WLR 2956:

“… The starting point is that language in all legal texts conveys meaning

according to the circumstances in which it was used. It follows that the context

must always be identified and considered before the process of construction or

during it. It is therefore wrong to say that the court may only resort to evidence of

the contextual scene when an ambiguity has arisen...

Insofar as the Explanatory Notes cast light on the objective setting or contextual

scene of the statute, and the mischief at which it is aimed, such materials are

therefore always admissible aids to construction. They may be admitted for what

logical value they have. Used for this purpose Explanatory Notes will sometimes

be more informative and valuable than reports of the Law Commission or

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 6

advisory committees, Government green or white papers, and the like” (at

paragraph 5).

19. In that context I can have regard to the Explanatory Notes to the 2014 Act (as they relate to section 21(5)), paragraph 169 of which states (emphasis added) that “Health care provision or social care provision which educates or trains the [NAME] is to be treated as special [NAME] provision (rather than health care or social care provision). This reflects the precedents set by case law in relation to the current [NAME] legislation.”

20. It follows in my view that the pre-2014 Act case law can be instructive in terms of making the distinction between what is ultimately assessed to be special [NAME] provision or non-special [NAME] provision respectively under section 21(5).

The case law under the Education Act 1996 21. An illuminating starting point is the decision of the Court of Appeal in London Borough of [NAME] v [NAME] Tribunal. In the context of both the delineation of the boundary between [NAME] and non-[NAME] provision and the appellate role, the judgment of Sedley LJ in the [NAME] case was helpfully summarised by HH Judge Gilbart QC in R (on the application of A) v Hertfordshire County Council [2006] EWHC 3428; [2007] ELR 95 as follows:

“[24] I draw the following from that judgement and from that final passage in

particular. First, there is an area of overlap between education and care.

Provided that activities which could only be described as special [NAME]

provision are treated as education (and therefore must be provided under s

324(5)(a)) or can only be described as care (in which case they fall under s

324(5)(b)) it is for the judgment of the decision maker whether they amount to

education or care or both. Secondly, the court will not interfere with the expert

judgment of the tribunal if it has reached a properly reasoned decision. That

judgment includes whether the activity in question is intelligibly to be regarded

as [NAME] or non-[NAME].”

22. I interpose here that the references to section 324(5)(a) and (b) of the 1996 Act in the passage cited immediately above appear to be a misprint for section 324(5)(a)(i) and (ii). In addition, R (on the application of A) v Hertfordshire County Council was a case in which the parents’ argument was that their [NAME] needed a residential school where she would live throughout the year and that her [NAME] needs included a need for provision outside normal school hours. On the principal ground of appeal, HH Judge Gilbart held as follows:

“[26] [NAME] [for the parents] seeks to argue that anything which helps D

learn what to do is to be regarded as education, and because the evidence from

those reports said that she should be looked after on a 24 hour basis, therefore

such provision is (a) [NAME], and (b) must be provided. I consider that that

goes too far. It would mean that every time D is assisted to any degree which in

fact helps her learn by repetition, that amounts to [NAME] provision, and that

the Local Education Authority is required to provide it throughout her waking

day. I regard that as unrealistic as a firm rule from which no departure can ever

be permitted. Whether a particular case calls for it is a matter for judgment on

the facts of that case, and not a matter for a prescriptive rule. It is pre-eminently

a matter of fact and degree, and whether it applied in D's case was a matter for

expert judgment.

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 7

[27] In my view, the best judgment of what is needed in a particular case is that

of the specialist tribunal whose members must take into account, but are not

bound to accept, the evidence before them. It is for the tribunal to determine

whether what would occur outside school hours is best to be described as

education or care. It is also for it to determine whether the achievement of the

defined objectives in Pt 3 of the Statement of [NAME] reasonably

requires [NAME] provision outside school hours. It is for it also to determine

whether a residential school, or a particular school, would have harmful or

positive effects on the child in question. It is not bound to accept any particular

witness's evidence or any particular report. In this case it had expert evidence

on both sides and it was entitled to form its own view. It had concerns about D

living away from home, and it also rejected the case put before it that D needed

to have [NAME] provision outside school hours. In my judgment, that was a

decision which it was entitled to come to having read the reports and heard

evidence from the two [NAME] psychologists and others.”

23. Subsequently, in Learning Trust v MP [2007] EWHC 1634 (Admin), [NAME], sitting as a Deputy High Court Judge, observed that “the need for consistency of approach is not the same as a need for an [NAME] programme beyond the normal school day” (at paragraph [40]). Moreover:

“[43] It is axiomatic that a Statement of [NAME] must be

directed at the child's [NAME] needs. It is not the function of the [NAME] provision to provide for a child's social needs (at least not

those which are not also [NAME] needs). As Wall LJ said in W v Leeds City

Council [2005] EWCA Civ 988, [2005] ELR 617 at 51:

“In a case such as the present, the tribunal in my judgment, had to tread a

delicate line between properly informing itself of the 'full picture' relating to C,

and limiting its decision to a careful assessment of C's [NAME] within that full picture.”

In London Borough of Bromley v Special Educational Needs Tribunal [1999] 3 All ER 587, [1999] ELR 260 at 295, Sedley LJ said:

“[NAME] provision is, in principle, whatever is called for by a

child's learning difficulty. A learning difficulty is anything inherent in the child

which makes learning significantly harder for him than for most others or

which hinders him from making use of ordinary school facilities … It is when

it comes to the statement under section 324 that the LEA is required to

distinguish between [NAME] provision and non-[NAME] provision; and

the prescribed form is divided up accordingly. Two possibilities arise here:

either the two categories share a common frontier, so that where the one

stops the other begins; or there is between the unequivocally [NAME] and

the unequivocally non-[NAME] a shared territory of provision which can be

intelligibly allocated to either. It seems to me that to adopt the first approach

would be to read into the legislation a sharp dichotomy for which Parliament

could have made express provision had it wished to do so, but which finds no

expression or reflection where one would expect to find it, namely in section

312. Moreover, to impose a hard edge or common frontier does not get rid of

definitional problems: it simply makes them more acute. And this is one of the

reasons why, in my judgment, the second approach is then to be attributed to

Parliament. The potentially large intermediate area of provision which is

capable of ranking as [NAME] or non-[NAME] is not made the subject

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 8

of any statutory prescription precisely because it is for the local education

authority, and, if necessary, the SENT, to exercise a case by case judgment

which no prescriptive legislation could ever hope to anticipate.”

24. Finally, at least as regards the previous case law, the application for permission to appeal in the present case sought to rely on S v SENDIST and Solihull MBC [2007] EWHC 1139 as authority for the proposition that supporting the practice of generalising skills outside the college day is by definition a form of special [NAME] provision. As I indicated when giving permission to appeal, I do not consider this decision advances matters to any significant degree. True, the first instance tribunal in that case had concluded that “generalisation is an [NAME] need: the ability to generalise is an outcome but the inability to do so is a learning difficulty and therefore a special [NAME] need.” However, Holman J allowed the parents’ appeal in S v [NAME] on the basis that there was a lack of the necessary specificity in the tribunal’s statement of the required [NAME] provision for the child in question. The High Court’s decision was accordingly very much confined to its facts. As Holman J observed in opening his judgment:

“… I wish to stress very clearly at the outset of this judgment that my decision,

although on a point of law, is ultimately very fact specific. I do not intend by this

ex tempore judgment, at the end of a hearing which has been very time

constrained, to indicate any proposition of law which is not already the subject of

decided authority. What I say in this judgment must not be relied upon as any

form of precedent in any other case” (paragraph 1).

The grounds of appeal and the submissions before the Upper Tribunal 25. It is not in dispute that both the Council and the Tribunal accepted that G needed support outside the college day to generalise skills that she was taught at college. Beyond that, the parties’ arguments can be summarised as follows.

26. The [NAME] argues that any such social care provision which supports the ability to generalise necessarily educates or trains and so is [NAME] provision by virtue of section 21(5) of the 2014 Act. It is further submitted that the Tribunal did not explain why the support to meet G’s needs outside the college day would not be provision which educates or trains. It was argued that such provision could only be delivered in a setting which extended beyond the normal college day and included residential provision.

27. The Council’s representative argued that the Tribunal had applied the correct legal tests and had properly explored in evidence whether the need to generalise living skills resulted in a need for an [NAME] programme outside college hours. It was further contended that the Tribunal’s explanation was sufficient in the light of both the evidence and submissions received by the Tribunal.

The First-tier Tribunal’s decision and reasoning in this case 28. The Tribunal explained its decision not to agree to the proposed amendments for a waking day curriculum in the following terms:

“34. [[NAME]] submits that a waking day curriculum is

necessary as G needs intensive teaching over the whole day not just during

college hours in order that she can gain the necessary skills required to enable

her to stay safe, interact constructively with her peers and develop essential life

skills. [The Council’s representative] argues that [the College] can make the

provision for G to gain such skills within the college day and the support needed

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 9

outside those hours is support from social care rather than [NAME]

provision.

35. Section 21(4) of the Children and Families Act 2014 provides that social care

provision means the provision made by a local authority in the exercise of its

social services functions and Section 21(5) provides that health care provision or

social care provision which educates or trains a [NAME] is to be

treated as special [NAME] provision (instead of health care provision or

social care provision).

36. The issue for us is therefore whether it is necessary for G to have an

extended extracurricular [NAME] programme continuing after the end of the

college day, bearing in mind the fact that G needs consistency of approach in

her dealings with adults outside of college as well as inside college does not

necessarily mean that this is an [NAME] need which should be met with

[NAME] provision beyond the college day in a residential setting.

37. In our judgement G does not require teaching outside of the college hours

but does require support in order to help her generalise the skills she is taught at

college. We therefore agree with the view of [the Council’s [NAME]] and the LA that G requires support, including social care provision,

rather than [NAME] provision outside the college day. In this respect we note

that [the [NAME]] does not go so far as to suggest that

G requires a waking day curriculum stating instead that her needs are likely to

best be met from a waking day curriculum.”

29. It is also this passage – paragraphs [34] to [37] of the Tribunal’s reasons – at which the Appellant’s grounds of appeal are exclusively directed. There is undoubtedly an overlap in provision

Upper Tribunal’s analysis 30. The challenge to the Tribunal’s decision in the present case is essentially put in two ways. The first is the argument that the Tribunal misdirected itself in law as to the proper application of section 21(5) of the 2014 Act. The second is the contention that the Tribunal then failed adequately to explain the reasons for its decision.

31. As to the first ground, I am not persuaded this is made out. The Tribunal plainly directed itself properly as to the relevant legislative provisions (see paragraph [35] of its reasons at paragraph 28 above). It neatly and concisely summarised the parties’ respective contentions (see paragraph [34]). It then reformulated the statutory test in terms of framing the issue it had to decide (see paragraph [36]) and briefly explained its reasoning as to why it concluded the out of college provision was non-[NAME] rather than [NAME] in nature (see paragraph [37]). In doing so, the Tribunal noted also that the [NAME]’s evidence was to the effect that a waking day curriculum was optimal (but, by inference, not actually necessary to meet G’s needs adequately).

32. Nor is it sufficient to say that support by way of social care provision to improve G’s ability to generalise skills learnt at college in out of college time is by definition education or training in such skills and so special [NAME] provision by virtue of section 21(5). Rather, that is to beg the question, the question being whether the social care provision in question falls on the “education or training” side of the line or the “support” side of the line. That is a question for the specialist Tribunal to determine in the light of its own expertise. As R (on the application of A) v

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 10 Hertfordshire County Council shows, this is ultimately a question of fact and degree. One cannot simply work from the premise that any support which helps a [NAME] learn what to do is necessarily to be regarded as a form of education (or training). As HH Judge Gilbart held in Hertfordshire County Council (see paragraph 22 above):

“… the best judgment of what is needed in a particular case is that of the specialist tribunal whose members must take into account, but are not bound to accept, the evidence before them. It is for the tribunal to determine whether what would occur outside school hours is best to be described as education or care. It is also for it to determine whether the achievement of the defined objectives in Pt 3 of the Statement of [NAME] reasonably requires [NAME] provision outside school hours. It is for it also to determine whether a residential school, or a particular school, would have harmful or positive effects on the child in question. It is not bound to accept any particular witness's evidence or any particular report. In this case it had expert evidence on both sides and it was

entitled to form its own view.”

33. In keeping with the Explanatory Notes to the Act, I do not regard section 21(5) as in any way marking a departure from the principles established in the existing case law. There has long been acknowledged to be an overlap between the provision of education and care. It is only social care provision that “educates or trains” which is to be treated as special [NAME] provision under section 21(5) (or as Upper Tribunal Judge Jacobs terms it in East Sussex County Council v TW ([NAME]), ‘deemed special [NAME] provision’). Whether the social care provision “educates or trains” or merely supports or assists is ultimately a factual assessment for the specialist Tribunal.

34. As regards the second ground, I start by acknowledging that the Tribunal’s reasoning on this issue (and extracted above) is perhaps somewhat compressed. However, I also bear in mind the observations of [NAME] LJ in Department for Work and Pensions v Information Commissioner and Zola [2016] EWCA Civ 758 at paragraph [34] about the role of the First-tier Tribunal (albeit in a different jurisdictional context and dissenting on the outcome but not on this point):

“Given such expertise in a Tribunal, it is entirely understandable that a reviewing

court or Tribunal will be slow to interfere with its findings and evaluation of facts

in areas where that expertise has a bearing. This may be regarded not so much

as requiring that a different, enhanced standard must be met as an

acknowledgement of the reality that an expert Tribunal can normally be

expected to apply its expertise in the course of its analysis of facts.”

35. It is also important to read the Tribunal’s decision and reasons as a whole. In that context I note the Tribunal’s finding of fact that G’s engagement with College was high, that she was progressing academically and in particular her social interaction skills had improved (at paragraph [19]). The Tribunal also had evidence from the Council’s [NAME] to the effect that G needed a social care package of support outside college to help her generalise life skills (at paragraph [22]). The Tribunal knew that G had undergone a social services assessment which had recommended a modest personal budget for way the case for a social care package by way of supervisory support when out (at paragraph [17]), building on what had already been provided privately (at paragraph [14]). In addition, the case for a residential placement had primarily been put at the hearing with a focus in terms of ensuring G’s safety. Indeed, the final agreed version of the EHCP working document

[NAME] v [NAME] ([NAME]) [2017] UKUT 414 ([NAME])

HS/2076/2017 11 put to the Tribunal by the parties listed under Section D (social care needs) simply that “G needs to be safe in the community and to be able to communicate within the family”. The Tribunal then adjudicated on the contested passages in Section F, excluding those that were predicated on a waking day curriculum. I accordingly conclude that the Tribunal’s reasoning was sufficient, taking its decision as a whole.

Conclusion 36. For the reasons explained above, I conclude that the decision of the Tribunal does not involve any material error of law. I must therefore dismiss the appeal.

Signed on the original

[NAME] on 13 October 2017

Judge of the Upper Tribunal

⚖️ What tends to weigh in cases like this

✅ Tends to be accepted

  • The Tribunal correctly applied the legal tests regarding what constitutes special educational provision.
  • The Tribunal had expert evidence on both sides and was entitled to form its own view based on the facts presented.

❌ Tends to be rejected

  • The argument that any social care provision supporting the ability to generalize skills is by definition special educational provision.
  • The claim that support to improve G’s ability to generalize skills learned at college outside of college time is necessarily education or training and thus special educational provision.

Patterns observed in similar cases in this collection — every case is unique.

❓ Frequently asked questions

What did this decision decide?

The Upper Tribunal dismissed the appeal, upholding the First-tier Tribunal's decision regarding the Education, Health and Care Plan for a young woman with disabilities.

What was the dispute about?

The dispute was over whether social care provisions that educate or train a disabled individual should be considered special educational needs under the Children and Families Act 2014.

How did the court decide, and why?

The court decided to dismiss the appeal because it found that the First-tier Tribunal correctly interpreted the legislation and applied it appropriately to the case.

Which laws or rules were applied?

The Children and Families Act 2014 s.21(5), Tribunals, Courts and Enforcement Act 2007 s.11, and Tribunal Procedure (Upper Tribunal) Rules 2008 r.14 were applied.

What was the argument that mattered most?

The argument that mattered most was the interpretation of 'educates or trains' in the context of section 21(5) of the Children and Families Act 2014.

Was the decision for or against the person who brought the case?

The decision was against the person who brought the case, affirming the First-tier Tribunal's decision.

What does this mean for someone in a similar situation?

For someone in a similar situation, the decision means that social care provisions that educate or train a disabled individual can be considered special educational needs under the Children and Families Act 2014.

What evidence or documents mattered?

The judgment does not specify the exact evidence or documents that mattered, but it relied on the interpretation of the relevant legislation and the specific circumstances of the case.

Official source: Upper Tribunal (Administrative Appeals Chamber) headnote and full judgment reproduced from the court's public records. View on the official source ↗Summary, holding, technical summary and questions: produced by Artificial Intelligence based on the official headnote and judgment. These are VadeLab’s own material and are not the work of the Court.This decision was issued by the Upper Tribunal (Administrative Appeals Chamber) and is reproduced from its published records. VadeLab is not affiliated with, and this page is not endorsed by, that court or tribunal.
Appeal Dismissed: Education, Health and Care Plan - Upper | VadeLab