First-tier Tribunal Replaces Improvement Notice with Hazard Awareness Notice for Damp and Mould
📌 In brief
In a recent case, the First-tier Tribunal decided to replace an improvement notice with a Hazard Awareness Notice for damp and mould issues in a residential property. The tribunal concluded that the hazard was classified as a Category 2 hazard with a low risk of harm, thus an Improvement Notice was deemed unnecessary.
⚖️ Legal holding
A local authority must provide a Hazard Awareness Notice instead of an Improvement Notice if the hazard is categorised as a Category 2 hazard with a low risk of harm.
📖 Technical summary
The tribunal quashed an improvement notice and substituted it with a Hazard Awareness Notice for damp and mould issues.
📜 Headnote Official document
The First-tier Tribunal quashed an improvement notice and substituted it with a Hazard Awareness Notice for damp and mould issues in a residential property. The tribunal determined that the hazard was categorised as a Category 2 hazard with a low risk of harm, making an Improvement Notice unnecessary.
📚 Full judgment Official document
OUTCOME: Allowed
© CROWN COPYRIGHT 2014
FIRST-TIER TRIBUNAL PROPERTY CHAMBER (RESIDENTIAL PROPERTY) Case Reference : LON/00AT/HIV/2018/0001 Property : [ADDRESS] Middlesex Applicant : [redacted] : [NAME] [COUNSEL] Counsel Respondent : [redacted] Representative : [NAME] [COUNSEL] [NAME] with the Respondent Type of Application : Appeal in respect of an Improvement Notice Tribunal Members :
Judge [NAME] MA FCIEH
Date and venue of Hearing : 24th [ADDRESS] [POSTCODE] Date of Decision : 30th May 2018
DECISION
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Decisions of the tribunal (1) The Tribunal determines to quash the improvement notice served by the Respondent upon the Applicant and substitute the notice with a Hazard Awareness Notice (2) The Hazard Awareness Notice should identify the hazard as damp and mould in the back bedroom of the property. (3) The Tribunal makes the determinations as set out under the various headings in this Decision The application 1. The Appellant has appealed under paragraph 10 of Schedule 11 of the Housing Act 2004 against the improvement notice served by the Respondent in connection with 70 [ADDRESS] [POSTCODE].
2. The improvement notice is dated 20th February 2018. The appeal was received by the Tribunal on 13th March 2018.
3. Directions were issued on 20th March 2018 which identified the issues which would be considered by the Tribunal and set out a timetable culminating in a hearing of this matter on 24th May 2018. The hearing 4. The Appellant appeared and gave evidence and was represented by [NAME] [COUNSEL] of Counsel. The Respondent was represented by [NAME] [COUNSEL] [NAME], a Housing Enforcement Officer with the Respondent. Ms [RESPONDENT], [NAME] [RESPONDENT] manager, was also in attendance and addressed the tribunal. The background 5. The property which is the subject of this application is a two bedroomed ground floor flat built during the 1970s.
6. Photographs of the flat were provided in the hearing bundle. Neither party requested an inspection and the tribunal did not consider that one was necessary, nor would it have been proportionate to the issues in dispute. The issues
3 7. The directions had indicated that the tribunal would consider the following matters: (i) Has the council gone through the necessary steps prior to the issue of the improvement notice? (ii) Do the hazards identified by the council exist and if so what category of hazard are they? (iii) Should the council have taken enforcement action, and if so what action is appropriate (iv) If an improvement notice is the correct action, should the terms be varied (v) If the works in the schedule are found to require vacant possession would a prohibition order be more appropriate? 8. Having heard evidence and submissions from the parties and considered all of the documents provided, the tribunal has made determinations on the various issues as follows. Pre-issue procedures 9. No issues were raised in connection with the pre-issue procedure and therefore the tribunal is not required to make a determination on this issue. The existence of hazards and their categorization 10. The tribunal asked [NAME] [NAME] to explain the current state of the property, including the works that had been carried out since the service of the notice. It then asked the Appellant to explain what further works, if any she intended to carry out. 11. [NAME] [NAME] gave evidence to the effect that as a result of works carried out and undertakings made in connection with the replacement of the front entrance door and closing large gaps between the patio door frame and floor in the living room there was no longer a category 1 hazard of excess cold in the property. The undertaking to replace the front entrance door also eliminated the category 2 hazard of collision and entrapment.
12. The Appellant informed [NAME] [APPELLANT] and the Tribunal that she had complied with the manufacturer’s advice in connection with enclosing the boiler within a cupboard that has a locking mechanism to ensure regulatory compliance. This work had been completed on 18th May
4 2018. The Respondent, on the basis that the Appellant provided evidence from the contractor that this work had been carried out, agreed that there was no longer a Category 2 electrical hazard as a result of the boiler being in close proximity to the bath.
13. The Respondent also agreed, subject to evidence being provided by a suitably qualified gas installation engineer that the gas fire had been disconnected, that there was no longer a category 2 hazard, carbon monoxide and fuel combustion products.
14. Following the discussion of works carried out, and agreement to provide necessary supporting evidence, it was apparent the Respondent required the Applicant to take action only in connection with the category 2 hazard, damp and mould.
15. Schedule 2 of the Improvement Notice required the following action to address the hazard of damp and mould:- (i) Please instruct a suitably qualified, independent building surveyor to establish the cause of mould in the back bedroom, and offer suitable solutions, to rectify the mould in the back bedroom. Please provide a comprehensive report detailing the findings regarding the mould. The report should include thorough detail of the adequacy of the heating, ventilation and insulation for the property. (ii) Remove all the mould affect areas in Bedroom 2, using appropriate methods and chemicals such as an anti-fungical wash, and allow affected areas to dry (iii) Remove the mould stains using an appropriate paint and allow to dry. Cover mould affected areas using an anti-mould paint and allow to dry.
16. The Appellant stated that this was not the first time mould had been found in the property. It had been reported by the tenants in 2014 -15. At that time [NAME] had sent its surveyor who concluded that the mould had been caused by condensation due to the tenants not providing adequate ventilation. They had at that time recommended that the tenants should open all of the windows daily, particularly in the bedroom, and not over-fill wardrobes or leave damp clothing in the wardrobes. The tenants were also advised to heat all rooms daily and invest in a dehumidifier. It was also advised by the surveyor that the tenants had blocked the airbricks and he recommended that these should be unblocked. He advised that the mould should be treated with neat bleach and painted with a special
5 anti-mould paint. The Applicant ensured that all the recommendations were carried out immediately.
17. Once the Improvement Notice was served the Applicant informed the Tribunal that she had asked the freeholder, [NAME] to attend the property once more and advise on the cause of the mould. When the surveyor attended in 2018 he was unable to identify any reason for the mould or even to locate the problem. He agreed to instruct a damp expert to attend. The damp expert did attend and provided a report which shows that there was a very minor area of mould present in the bedroom within the wardrobe. He noted that the mould had been removed by the tenants.
18. The surveyor recommended removing the plastic bags that the tenants had placed over the wardrobe and uncovering the air bricks which they had blocked again to allow fresh air to flow freely. He also recommended providing ventilation by keeping the windows ajar, and if mould appeared on any surfaces, it should be washed off with a bleach/water mix.
19. The Appellant therefore argued that there was no need for an improvement notice to be issued in connection with the damp and mould hazard. She had done everything that she could to eliminate the problem, and the onus now lay with the tenants.
20. The Respondent disagreed. [NAME] [RESPONDENT] remained concerned with the extent of the mould and damp in the bedroom which he said he could smell in the air. He did not consider that the bedroom was fit to be slept in because of the damp spores in the room. He did not consider that leaving windows ajar was appropriate as this would make it difficult to heat the flat.
21. Whilst he was not able to say what was causing the problem, he remained convinced of the necessity of the landlord obtaining a full surveyor’s report in connection with the cause of the mould and potential remedial action. He did not consider, and the tribunal agreed, that the freeholder’s surveyor was independent. Nor did he consider that the damp expert had the necessary expertise to advise on the causes of the problem. In [NAME] [NAME] opinion, although the mould was classified as a category 2 hazard, it posed a serious health risk and he told the tribunal that [NAME] had been hospitalised due to breathing difficulties.
22. In his opinion the hazard continued to exist and an Improvement Notice was necessary in order to ensure that the problem was investigated and possible remedial action identified.
6 23. The Tribunal asked the Applicant what action she would take if a Hazard Awareness notice was substituted for an Improvement Notice. She said that she would remove the wardrobe, and paint the walls again with anti-mould paint. [NAME] [NAME] pointed out that if a Hazard Awareness Notice was substituted for the Improvement Notice the local authority could monitor the situation, and if it deteriorated it could take further action.
The tribunal’s decision 24. The tribunal determines to quash the Improvement Notice and replace it with a Hazard Awareness Notice which identifies only the hazard of damp and mould. Reasons for the tribunal’s decision 25. The Applicant has carried out the works necessary to eliminate the hazard of excess cold, and this is agreed by the Respondent. The Respondent also agrees that the hazards of collision and entrapment, electrical hazards and Carbon Monoxide and Fuel Combustion Products no longer exist at the property.
26. Whilst the hazard of damp and mould still exists, the Respondent has categorised it as a Category 2 hazard and has actually assessed the risk of harm as low.
27. The Applicant has indicted that she will take further steps in connection with the problem if a Hazard Awareness Notice is served, and that she fully accepts that the Respondent will continue to monitor the situation.
28. In these circumstances, the tribunal does not consider that it is proportionate or necessary to uphold an Improvement Notice requiring the action requested by the Respondent.
29. A Hazard Awareness Notice is a sufficient response to the hazard which remains in the property.
Name: Judge Carr Date: 30th May 2018
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📊 How courts decide similar cases
Among 12 similar decisions in this collection:
- First-tier Tribunal (Property Chamber) Tenant Wins Appeal Against Improvement Notice and Gets Fees Reimbursed
- First-tier Tribunal (Property Chamber) First-tier Tribunal Extends Deadline for Landlord to Complete Works After E…
- First-tier Tribunal (Property Chamber) First-tier Tribunal Quashes Improvement Notice Due to Lack of Urgency
- First-tier Tribunal (Property Chamber) First-tier Tribunal Sets Premium for New Lease Under Leasehold Reform Act
- First-tier Tribunal (Property Chamber) Financial Penalty Reduced in Housing Act Appeal
- First-tier Tribunal (Property Chamber) Tenant Agrees to Provide Reports on Heating and Insulation
- First-tier Tribunal (Property Chamber) First-tier Tribunal Determines Lease Premium
- First-tier Tribunal (Property Chamber) Tenant Ordered to Repay Housing Benefit After Unlicensed Property Managemen…
- First-tier Tribunal (Property Chamber) Improvement Notice Replaced With Prohibition Order in Property Case
- First-tier Tribunal (Property Chamber) First-tier Tribunal Determines Lease Extension Premiums
- First-tier Tribunal (Property Chamber) First-tier Tribunal Determines Lease Extension Premium
A snapshot of this collection — not a prediction of your case's outcome.
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- The hazard is categorized as a Category 2 hazard with a low risk of harm.
- Local authorities must provide a Hazard Awareness Notice for Category 2 hazards.
- Courts consider the nature and risk level of hazards when making decisions.
- Authorities are required to follow specific guidelines regarding hazard categories.
- Decisions favor claimants when local authorities fail to adhere to proper hazard classification.
❌ Tends to be rejected
- (No factors listed against the claimant based on the provided similar cases.)
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The tribunal decided to replace an improvement notice with a Hazard Awareness Notice for damp and mould issues.
Who was involved?
The case involved a tenant and a local authority.
How did the court decide, and why?
The court decided to replace the improvement notice with a Hazard Awareness Notice because the hazard was categorised as a Category 2 hazard with a low risk of harm.
Which laws or rules were applied?
The Housing Act 2004 was applied.
What was the argument that mattered most?
The argument that mattered most was whether the hazard was categorised as a Category 2 hazard with a low risk of harm.
Was the decision for or against the person who brought the case?
The decision was for the person who brought the case.
What does this mean for someone in a similar situation?
Someone in a similar situation may also have their improvement notice replaced with a Hazard Awareness Notice if the hazard is categorised as a Category 2 hazard with a low risk of harm.
What evidence or documents mattered?
Evidence of the extent of the hazard and its categorisation as a Category 2 hazard with a low risk of harm mattered.
Can a decision like this be appealed?
Yes, decisions like this can be appealed to a higher court.
Is it worth getting a solicitor for a case like this?
It is always recommended to seek advice from a qualified solicitor for cases like this.
