First-tier Tribunal Suspends Prohibition Order for Ten Weeks
📌 In brief
The First-tier Tribunal (Property Chamber) decided to suspend a Prohibition Order for ten weeks to allow the Appellant to address remaining hazards in the property. The decision was based on the need to assess practical solutions to the identified hazards.
⚖️ Legal holding
A Prohibition Order can be suspended to allow time for the appellant to address remaining hazards under the Housing Act 2004.
📖 What the law says
This section outlines offences related to the licensing of Houses in Multiple Occupation (HMOs). It states that if an HMO is required to be licensed but is not, an offence is committed by anyone controlling or managing the HMO or by the landlord/licensor who has a superior interest in the property. Additionally, it mentions offences for knowingly allowing the HMO to be occupied by more households or persons than authorized by the license and for failing to comply with the conditions of the license.
Plain-English explanation — does not replace advice from a solicitor.
📖 Technical summary
The First-tier Tribunal varied a Prohibition Order by suspending it for ten weeks to allow the appellant to propose solutions to remaining hazards.
📜 Headnote Official document
The First-tier Tribunal (Property Chamber) varied a Prohibition Order by suspending it for ten weeks to allow the Appellant to address remaining hazards in the property. The decision was based on the need to assess practical solutions to the identified hazards.
📚 Full judgment Official document
OUTCOME: Allowed
© CROWN COPYRIGHT
FIRST-TIER TRIBUNAL PROPERTY CHAMBER (RESIDENTIAL PROPERTY) Case reference : LON/00AL/HPO/2016/0004 Property : [ADDRESS] [POSTCODE] Appellant: [redacted] Respondent : [redacted] Type of application : Appeal against Prohibition Order Tribunal : Judge [NAME] : 10 [ADDRESS] [POSTCODE] Date of Hearing : 30th September 2016
DECISION
The Prohibition Order is confirmed, save that it is suspended for ten weeks until 16th December 2016. Reasons 1. On 13th May 2016 the Respondent served the Appellant with a Prohibition Order in respect of the subject property, [ADDRESS] [POSTCODE]. The Appellant’s agents, [NAME], have appealed the order on their behalf under paragraph 7(1) of Schedule 2 to the Housing Act 2004. The appeal is conducted as a re-hearing and the Tribunal may confirm, quash or vary the Prohibition Order.
2. The Tribunal inspected the property on the morning of 30th September 2016 and conducted a hearing later the same day, attended by Mr [APPELLANT] of [NAME] on behalf of the Appellant, Mr [APPELLANT], the responsible officer from the Respondent, and Mr [COUNSEL], counsel for the Respondent.
3. The Schedule to the Prohibition Order identified five Category 1 hazards and one Category 2 hazard under the [NAME] (“[NAME]”) which the Respondent asserted justified the Prohibition Order. [NAME] arranged for works to be carried out which were completed in June 2016. The Respondent accepts that some hazards have now been addressed but that the Prohibition Order remains justified due to the significance of the hazards which remain. The hazards and the deficiencies giving rise to each are dealt with in turn below. [NAME]
4. The Respondent alleged that there was a Category 1 [NAME] hazard arising from a number of deficiencies.
5. The first deficiency was that the entrance door had no self-closing device, intumescent strips, cold smoke seals nor an internal lock which could operate without a key. It was also alleged that the gap between the door and frame was larger than the maximum of 3mm in several places. Mr [NAME] had last inspected in August and he accepted that works had been done to the door but still asserted it needed to be re-hung to address the gap. In fact, on inspection the Tribunal found that the door had a self-closing device, intumescent strips, cold smoke seals and a thumb-turn lock while there were no apparent gaps around the door. Therefore, this deficiency had been addressed satisfactorily.
6. The next deficiency was that the fire and smoke resistance of the ceilings had been severely compromised by the use of non-fire-rated light fittings and a hinged loft hatch to the rear of the reception room. Mr [NAME] asserted that the light fittings had always been fire-rated and that this was not just a mistake but a deliberate lie on Mr [NAME] part, despite the fact that his own expert, Mr [NAME] (Hons) [NAME], said the same thing. However, by the time of the hearing it did not matter because Mr [NAME] accepted that the lights had been changed to fire- rated fittings so that this deficiency had been addressed satisfactorily.
7. The property has a windowless shower room at the rear which is accessible only through the kitchen. This is contrary to the LACORS guidance which recommends that a user of such a room should not have to pass through a room of greater fire risk such as a kitchen. Mr [NAME] felt that there were two possible ways of addressing this, either by installing an inward-opening door onto the communal hallway or by re- arranging the space currently occupied by both the shower room and the kitchen. However, either solution would require substantial disruptive works, leaving the tenant without a kitchen or bathroom for some time, and possibly permissions from the freeholder, planning and building control which might not be granted. As a result, he thought it was
3 unlikely such works could be completed. This was why he had opted for serving a Prohibition Order rather than an Improvement Notice.
8. Mr [APPELLANT] pointed out that the Appellant is the freeholder so that would not present an issue. However, he asserted that both solutions were impractical (in particular he said there was insufficient space for the suggested door to the communal hallway) and, in such circumstances, the LACORS guidance permitted the arrangement to continue. He also pointed out that the arrangement was such that anyone leaving the shower room would only be passing over a small distance at the corner of the kitchen on the opposite side from the cooker and then through a wide, door-less opening, thereby minimising the risk.
9. The Tribunal has no doubt that the current arrangement of the shower room and kitchen is a fire risk and, if possible, should be eliminated. However, the Tribunal was not satisfied that either party had properly assessed the alternatives. Mr [NAME] had not measured the relevant rooms or attempted to establish how his two proposed solutions would work. Even more significantly, Mr [NAME] accepted that the [NAME] risk had been reduced due to the other deficiencies being addressed but had not recalculated the degree of the hazard – for example, he had originally calculated the hazard in Band C, in Category 1, but was unable to say whether it had dropped to Band D or lower, in Category 2. Mr [NAME] did not suggest that his firm had seriously looked into either of Mr [APPELLANT] proposed solutions.
10. The Appellant needs either to provide a solution to the fire risk or to demonstrate that there is no practical solution. The suspension of the Prohibition Order for a suitable period of time would allow them to come up with either proposals for a solution or evidence that there is not one. Either outcome needs to be measured against an up-to-date calculation of the [NAME] risk under the [NAME]. Such material would allow the parties to discuss a mutually acceptable solution but, if they remained in dispute, the Appellant should be able to appeal to this Tribunal against any refusal to revoke or vary the Prohibition Order. Lighting 11. The subject property has been converted from former shop premises. The bedroom is at the front and between it and the kitchen and shower room at the rear is a reception area. There was a wall between the bedroom and the reception area, creating a windowless room which Mr [NAME] identified as leaving insufficient natural lighting such as to constitute a Category 1 hazard. The Appellant’s expert, Mr [APPELLANT], had recommended reducing the height of the wall but, in the event, the whole wall has been removed, creating what is effectively a studio flat. Mr [NAME] accepted that this solution had addressed this hazard satisfactorily. Excess Cold 12. The street frontage to the subject property consists of entirely of single- glazed windows in metal frames, perhaps suitable for a shopfront, but
4 not for a domestic dwelling. The Respondent’s planning department served an enforcement notice for breach of planning control as long ago as 18th January 2013 which the Tribunal were told has yet to be resolved. Mr [APPELLANT] accepted that the Appellant was required to come up with a solution acceptable to the planning department but that no such solution had yet been presented.
13. In the meantime, Mr [NAME] had identified a Category 1 hazard arising from the current arrangement. The Schedule to the Prohibition Order identified the fact that there are two plastic vents which provide no control over heat loss due to having poor insulation qualities and having to be manually operated. Both he and Mr [NAME] had initially identified the glazing as being double-glazing but, on closer inspection, it is single- glazing. Given that it is such a large area, this would also allow significant heat loss.
14. Again, the Tribunal has no doubt that there is a hazard of excess cold which has yet to be addressed. It is highly likely that the current arrangement will change, through the operation of planning control if not due to the effect of the Prohibition Order. The Tribunal is mystified as to why the Appellant has yet to come up with any concrete proposals. Mr [NAME] indicated that he intended to install secondary glazing as a short-term solution and would require a ten-week period to come up with a solution which should satisfy both the planning department and the environmental health department.
15. Again, the Tribunal is satisfied that a suspension of the Prohibition Order for a suitable period of time would allow the Appellant and their agents to come up with suitable proposals which the parties can then discuss. Again, if they remained in dispute, the Appellant should be able to appeal to this Tribunal against any refusal to revoke or vary the Prohibition Order. Noise 16. The aforementioned arrangement at the front of the property also allows traffic noise to penetrate easily. The front of the property is directly on the pavement, right next to the road. [ADDRESS] is not a main route but it is a reasonably busy road which is on a bus route. The property is also located near the end of the street where there is a crossroads with the very busy A2. Mr [NAME] dismissed the significance of the noise hazard on the basis that the street did not seem busy but he admitted his ignorance of the locality. The Tribunal’s own knowledge of the area would suggest that Mr [NAME] is correct to identify a noise issue and Mr [NAME] is wrong.
17. In any event, the solution to the excess cold, already discussed above, should also provide a suitable solution to the noise issue. The aforementioned proposals to be made during a period of suspension for the Prohibition Order should adequately address both problems. Falls on Stairs and Steps
5 18. There are four steps up from the reception area to the bedroom. The Schedule to the Prohibition Order identified that there was a slippery, polished timber surface which constituted a Category 1 hazard. This has now been addressed by the installation of carpeting on the steps and Mr [NAME] accepted that this had addressed the hazard satisfactorily. Damp and mould 19. The wall between the bedroom and the reception area had left the reception area not only with inadequate natural lighting but also allegedly with inadequate ventilation. Mr [NAME] accepted that this had been addressed by the removal of the wall but the parties remained in dispute about the ventilation from the shower room and the kitchen.
20. At the time of the Prohibition Order, neither the shower room nor the kitchen had ventilation which vented to the outside. Mr [NAME] also found on his original inspection that there was no overrun to the mechanical ventilation in the shower room – Mr [NAME] disputed that.
21. On inspection, the Tribunal was shown that there were ventilation systems in both rooms which Mr [NAME] said vented through a common system to the outside. The shower room ventilation also clearly has an overrun although the Tribunal was unable to see how long it operated for. There are also now trickle vents in the skylight which is the only window to the kitchen. It is unfortunate that Mr [NAME] refused to allow Mr [NAME] to join the Tribunal’s inspection (somewhat improbably on the basis that the tenant, absent during the inspection, had refused permission) because he was unable to see whether he could verify Mr [NAME] claims.
22. Having said that, on his last inspection in August, Mr [NAME] was unable to identify whether the kitchen ventilation vented to the outside. Again, a period of suspension of the Prohibition Order should provide him with a suitable opportunity. The Appellant would be best advised to do what they can to ensure that he has that opportunity. Conclusions 23. It is to the Appellant’s credit that many of the hazards identified by the Respondent at the subject property have been addressed. However, the [NAME] hazard has only been partially addressed while the excess cold and noise hazards have not been addressed at all, despite additional action by the planning department. The Tribunal agrees with the Respondent that those hazards must be addressed and, unless and until the Appellant comes up with compelling evidence and proposals to demonstrate otherwise, the required works would appear to be too extensive to permit a tenant to continue to occupy the property while they are carried out. That is why it is appropriate for there to be a Prohibition Order.
24. However, the Appellant has been just about able to convince the Tribunal that there is sufficient intent to address the remaining hazards if given
6 the opportunity to do so. This is demonstrated principally by the fact that work was done soon after the Prohibition Order to address many of the hazards identified in the Order. Therefore, it is appropriate to give the Appellant sufficient time to make proposals to address the remaining hazards. According to Mr [NAME], ten weeks will be sufficient to address the issues at the front of the property and, in the Tribunal’s opinion, that should be sufficient to make proposals to address the [NAME] hazard and for Mr [NAME] to check the ventilation arrangements.
25. The idea is that the parties will discuss the Appellant’s proposals in order to reach a mutually acceptable solution. This is difficult because Mr [NAME] and his colleagues at [NAME] are antagnonistic to Mr [NAME]. The papers before the Tribunal included allegations that Mr [NAME] was lying about many things and did so because he was motivated by a racist attitude to the Appellant and their agents. The lies were said to include many about the existence of many of the hazards but, in fact, the Appellant’s own expert, Mr [APPELLANT], agreed with Mr [APPELLANT] on the majority of matters and made clear that, where he differed, it was a matter principally of professional opinion.
26. Mr [NAME] did not even attempt to raise, let alone pursue, any allegation of racial discrimination against Mr [RESPONDENT] or the Respondent during the hearing. The Tribunal expressed its concern to Mr [NAME] about this. If a party makes such serious allegations at any time, they must be prepared to back them up with evidence and to make their case when the opportunity comes. Racial discrimination exists and the tribunals and courts have an important role in addressing it. However, efforts to combat it are undermined when allegations are made which are false or for which no evidence exists. It is the worst of all possible options to make such allegations and then do nothing about them.
27. Mr [NAME] had the opportunity in the hearing to cross-examine Mr [NAME]. He used the majority of that time to attempt to undermine Mr [NAME] credibility by suggesting that he had not sought to take action in respect of a number of neighbouring properties despite similar issues. Mr [NAME] was able to answer the points put to him and Mr [NAME] had little or no evidence to be able to gainsay him.
28. In any event, the Tribunal did not understand why Mr [NAME] placed so much emphasis on questioning Mr [NAME] good faith since he did not seek to challenge most of his evidence. There was no challenge at any time to any of Mr [NAME] calculations of the hazards while, as has already been mentioned, Mr [NAME] agreed with the majority of his conclusions. Further, the Tribunal has expertise which it was able to bring to bear on Mr [NAME] evidence. Mr [NAME] did challenge Mr [NAME] view as to the degree of the [NAME] hazard caused by the shower room and kitchen arrangement and as to the possible solutions but then compiled no evidence of his own as to the alleged impracticality of those solutions.
7 29. Mr [NAME] informed the Tribunal that he had just granted a new fixed term tenancy to the tenant of the subject property. The Prohibition Order will come into force during the currency of that tenancy. Many landlords seem to be under the impression that the only solution to such a situation is to evict the tenant. That is not the case. Other potential solutions include providing alternative accommodation, temporarily for the period of the works or under a new tenancy, with the same landlord or with a different one, or by offering some other form of suitable settlement package which may include payment of compensation. The existence of an ongoing tenancy is not a sufficient reason in or of itself to prevent use of a Prohibition Order – otherwise a landlord could avoid necessary enforcement action simply by granting new tenancies.
30. In the circumstances, the Tribunal has decided to vary the Prohibition Order by suspending it for ten weeks.
Name: NK Nicol Date: 6th October 2016
📊 How courts decide similar cases
Among 12 similar decisions in this collection:
- First-tier Tribunal (Property Chamber) Tribunal Quashes Prohibition Notice Over Notice Requirements
- First-tier Tribunal (Property Chamber) Letting Agent Appeals Successful: Financial Penalty Quashed
- First-tier Tribunal (Property Chamber) Tribunal Varies Prohibition Order to Allow Residence
- First-tier Tribunal (Property Chamber) Financial Penalty Notice Invalid Due to Procedural Error
- First-tier Tribunal (Property Chamber) Tenant Successfully Obtains Right to Manage Property
- First-tier Tribunal (Property Chamber) Leaseholder Reduces Financial Penalty in First-tier Tribunal Appeal
- First-tier Tribunal (Property Chamber) First-tier Tribunal Confirms Improvement Notice with Modifications
- First-tier Tribunal (Property Chamber) Tribunal Quashes Improvement Notice and Prohibition Order in Tenancy Disput…
- First-tier Tribunal (Property Chamber) Tenant Entitled to Freehold Under Leasehold Reform Act 1967 - First-tier Tr…
- First-tier Tribunal (Property Chamber) Tribunal Grants Dispensation for Urgent Lift Works
A snapshot of this collection — not a prediction of your case's outcome.
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- The property poses significant hazards under the HHSRS.
- The local authority adheres to the procedural requirements set forth in relevant legislation.
- The local authority provides adequate notice before taking action.
- The local authority considers variations to orders based on changes in the property's condition.
- Disputes are resolved internally without burdening the applicant or the Tribunal.
❌ Tends to be rejected
- (No factors listed as all provided cases favored the claimant)
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The decision suspended a Prohibition Order for ten weeks to allow the Appellant to address remaining hazards in the property.
Who was involved?
The Appellant, the Respondent, and the tenant were involved.
How did the court decide, and why?
The court decided to suspend the Prohibition Order to allow the Appellant time to address the remaining hazards in the property.
Which laws or rules were applied?
The Housing Act 2004 was applied.
What was the argument that mattered most?
The argument that mattered most was the need to assess practical solutions to the identified hazards.
Was the decision for or against the person who brought the case?
The decision was for the person who brought the case.
What does this mean for someone in a similar situation?
Someone in a similar situation should ensure that any hazards in their property are addressed promptly.
What evidence or documents mattered?
Evidence of the hazards and the measures taken to address them mattered.
Can a decision like this be appealed?
Yes, a decision like this can be appealed to a higher court.
Is it worth getting a solicitor for a case like this?
It is always recommended to seek advice from a qualified solicitor for cases involving property hazards.
