Freeholder Granted Dispensation from Statutory Consultation for Necessary Works
📌 In brief
The First-tier Tribunal granted a freeholder dispensation from statutory consultation for necessary works in a Grade 2 listed property. The works included tanking, asbestos removal, insulation, and redecoration to prevent damp formation in a person 1. The Tribunal found it reasonable to dispense with statutory consultation due to the necessity and timing of the works.
⚖️ Legal holding
A freeholder is entitled to dispensation from statutory consultation if the works are necessary and reasonable.
📖 What the law says
The appropriate tribunal can grant dispensation from statutory consultation requirements if it finds it reasonable to do so. These requirements include providing details of proposed works to tenants, obtaining estimates, considering tenant observations, and giving reasons for certain actions.
Plain-English explanation — does not replace advice from a solicitor.
📖 Technical summary
The Tribunal granted dispensation from statutory consultation for necessary works in a Grade 2 listed property.
📜 Headnote Official document
The Tribunal granted dispensation from statutory consultation for necessary works in a Grade 2 listed property. The works included tanking, asbestos removal, insulation, and redecoration to prevent damp formation in Flat 1. The Tribunal found it reasonable to dispense with statutory consultation due to the necessity and timing of the works.
📚 Full judgment Official document
OUTCOME: Allowed
© CROWN COPYRIGHT
FIRST-TIER TRIBUNAL PROPERTY CHAMBER (RESIDENTIAL PROPERTY) Case reference : LON/00BK/LDC/2023/0052 Property : 69-71 [ADDRESS], [POSTCODE] Applicant : [redacted] : [NAME] Respondent : [redacted] : For dispensation from statutory consultation Tribunal member(s) : [NAME] of determination : 14 June 2023
DECISION
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Decision of the Tribunal The Tribunal grants the [NAME] for dispensation from statutory consultation in respect of the qualifying works. The [NAME]
1. The applicant is the freeholder of the subject premises, a Grade 2 listed period property built originally as a single house and later converted into 25 flats. The property is of typical construction for its location and age, arranged over basement, ground and 4 upper floors, and is located within a conservation area.
2. The [NAME], dated 3 March 2023, seeks a determination pursuant to section 20ZA of the Landlord and Tenant Act 1985 (“The Act”) dispensing with statutory consultation in respect of qualifying works they intended to carry out in early April 2023. The Tribunal infers that those works have now been carried out, particularly in light of the applicant providing in the bundle an invoice from [APPELLANT] which appears to be for those works dated 3 May 2023.
3. Directions were issued by the Tribunal on 20 March 2023. The landlord was directed to provide copies of those directions to the leaseholders and any residential sublessees of the property, as well as to display a copy in the communal parts of the property. The applicant emailed the Tribunal on 6 April 2023 to confirm that this had happened.
4. The Directions of 20 March 2023 invited any leaseholders and sublessees who opposed the [NAME] to make submissions by 9 May 2023. No such submissions have been received by the Tribunal, and the applicant has confirmed that they have not received any observations by any of the leaseholders or [NAME] owners at the property in respect of the works.
5. The Tribunal considered that a paper determination of the [NAME] was appropriate, and the applicant indicated that they were content for this to happen in their [NAME]. The Tribunal therefore determined the matter on the basis of the papers provided to it without a hearing.
6. The Tribunal did not inspect the subject property as it was not necessary to do so to determine the present [NAME].
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The Qualifying Works 7. The applicant avers that works including tanking work, enabling works, asbestos removal, insulation, redecoration, external works and other associated works and surveying advice were required to prevent damp from forming in [NAME] 1 of the property. At the same time as those works were conducted, other works were carried out at the building insurer’s expense to make good damage to Flats 1 & 3 following flooding damage. Whilst the cost of [NAME] good the damage caused by the flooding was covered by [NAME], the applicant submits that damp proofing and associated works to [NAME] 1 were not.
8. Those works of damp proofing and associated works to [NAME] 1 which are not covered by the [NAME] of the building are therefore the qualifying works for which dispensation is sought.
9. The applicant states that they began the Section 20 notice process, however due to the length of time this would take the prices from contractors would not have been held while such a consultation was carried out. They therefore decided to make an [NAME] to dispense with the requirements of Section 20. In addition, this enabled the qualifying works to be carried out at the same time as the works conducted by the insurer were carried out, thereby meaning the [NAME] did not have to vacate the property on two separate occasions. Decision and Reasons 10. Section 20ZA(1) of the Act provides: Where an [NAME] is made to the appropriate tribunal for a determination to dispense with all or any of the consultation requirements in relation to any qualifying works or qualifying long term agreement, the tribunal may make the determination if satisfied that it is reasonable to dispense with the requirements.
11. The applicant has set out the need for the works, and the rationale for their timing. It appears to the Tribunal that the desire to carry out the works at the same time as the works conducted under the [NAME] policy is a reasonable one; to say nothing of the potential increase in cost from delaying the start of the works whilst a section 20 consultation was conducted.
4 12. The Tribunal has not received submissions from any leaseholders or other interested parties objecting to the [NAME] or its contents.
13. The Tribunal finds, on the evidence provided to it, that it was appropriate to carry out the qualifying works without carrying out statutory consultation. The Tribunal therefore considers it reasonable to grant the [NAME] for dispensation from statutory consultation. No conditions on the grant of dispensation are appropriate and none are made.
14. This decision does not affect the Tribunal’s jurisdiction upon an [NAME] to make a determination under section 27A of the Act in respect of the reasonable and payable costs of the works, should this be disputed by any [NAME].
Name: Mr [NAME]: 14 June 2023
Rights of appeal
By rule 36(2) of the Tribunal Procedure (First-tier Tribunal) (Property Chamber) Rules 2013, the tribunal is required to notify the parties about any right of appeal they may have. If a party wishes to appeal this decision to the Upper Tribunal (Lands Chamber), then a written [NAME] for permission must be made to the First-tier Tribunal at the regional office which has been dealing with the case. The [NAME] for permission to appeal must arrive at the regional office within 28 days after the tribunal sends written reasons for the decision to the [NAME]. If the [NAME] is not made within the 28-day time limit, such [NAME] must include a request for an extension of time and the reason for not complying with the 28-day time limit; the tribunal will then look at such reason(s) and decide whether to allow the [NAME] for permission to appeal to proceed, despite not being within the time limit. The [NAME] for permission to appeal must identify the decision of the tribunal to which it relates (i.e. give the date, the property and the case number), state the grounds of appeal and state the result the party [NAME] the [NAME] is seeking. If the tribunal refuses to grant permission to appeal, a further [NAME] for permission may be made to the Upper Tribunal (Lands Chamber).
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📊 How courts decide similar cases
Among 12 similar decisions in this collection:
- First-tier Tribunal (Property Chamber) Tribunal Grants Dispensation for Urgent Communal Door Lock Repairs
- First-tier Tribunal (Property Chamber) Landlord Granted Dispensation for Urgent Works to Prevent Water Ingress
- First-tier Tribunal (Property Chamber) Management Company Granted Permission to Skip Consultation for Urgent Repai…
- First-tier Tribunal (Property Chamber) Freeholder Granted Permission to Remove Asbestos Without Tenant Consultatio…
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Statutory Lease Extension
- First-tier Tribunal (Property Chamber) Affordable Rent Capping Upheld in Tenancy Dispute
- First-tier Tribunal (Property Chamber) Affordable Rent Increase Limited to CPI +1% by First-tier Tribunal
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Emergency Repairs Dispensation Without Consultat…
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Dispensation for Urgent Fire Safety Works
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Fire Safety Works Dispensation Without Consultat…
- First-tier Tribunal (Property Chamber) First-tier Tribunal Upholds 6% Rent Increase for Tenant
A snapshot of this collection — not a prediction of your case's outcome.
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- Works are considered necessary and reasonable.
- Management entities are granted dispensation if works are urgent and no objections are raised.
- Emergency repairs justify dispensing with consultation requirements.
- Dispensation is allowed for urgent and necessary works under section 20ZA.
- Tenants are entitled to lease extensions under the correct valuation method.
- Freeholders can remove asbestos without consultation if tenants do not object.
- Landlords can be dispensed from consultation if works are urgent and necessary for fire safety.
❌ Tends to be rejected
- A tenant admitting to alterations and agreeing to remove them does not breach their lease.
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The Tribunal granted dispensation from statutory consultation for necessary works in a Grade bk listed property.
Who was involved?
The freeholder of a Grade 2 listed property and various leaseholders of the property.
How did the court decide, and why?
The court decided to grant dispensation because the works were necessary and reasonable, and there were no objections from the leaseholders.
Which laws or rules were applied?
The Landlord and Tenant Act 1985, specifically section 20ZA.
What was the argument that mattered most?
The necessity and reasonableness of the works, and the lack of objections from the leaseholders.
Was the decision for or against the person who brought the case?
The decision was for the freeholder.
What does this mean for someone in a similar situation?
Someone in a similar situation may also seek dispensation from statutory consultation if the works are necessary and reasonable.
What evidence or documents mattered?
Evidence included an invoice from the contractor for the works and confirmation that leaseholders were notified.
Can a decision like this be appealed?
Yes, a decision like this can be appealed to the Upper Tribunal (Lands Chamber).
Is it worth getting a solicitor for a case like this?
It is always recommended to get advice from a qualified solicitor for a case like this.
