Freeholder Granted Permission for Urgent Legionella Prevention Works
📌 In brief
The First-tier Tribunal granted permission for a freeholder to bypass statutory consultation for urgent works to prevent legionella at a residential property. The works were deemed necessary to address a health risk.
⚖️ Legal holding
A freeholder is entitled to dispensation from statutory consultation where urgent works are necessary to prevent health risks.
📖 What the law says
This section allows a tribunal to grant dispensation from statutory consultation requirements if it deems it reasonable to do so. It defines 'qualifying works' as works on a building or premises and 'qualifying long term agreement' as an agreement lasting over twelve months. The consultation requirements refer to rules set by the Secretary of State, which can include providing details of proposed works or agreements to tenants, obtaining estimates, inviting tenants to suggest additional estimators, considering tenant observations, and giving reasons for certain actions.
Plain-English explanation — does not replace advice from a solicitor.
📖 Technical summary
The Tribunal granted dispensation from statutory consultation for urgent legionella prevention works.
📜 Headnote Official document
The Tribunal granted dispensation from statutory consultation for urgent works to prevent legionella at a residential property. The applicant, a freeholder, sought dispensation due to positive legionella test results. The Tribunal found the works were urgent and necessary to prevent health risks, granting the application.
📚 Full judgment Official document
OUTCOME: Allowed
© CROWN COPYRIGHT
FIRST-TIER TRIBUNAL PROPERTY CHAMBER (RESIDENTIAL PROPERTY) Case reference : LON/00AW/LDC/2023/0046 Property : 44-[ADDRESS], London, [POSTCODE] Applicant : [redacted] : [COUNSEL] Respondents : [redacted] Type of [NAME] : For dispensation from statutory consultation Tribunal member(s) : [NAME] of determination : 24 January 2024
DECISION
2 Decision of the Tribunal The Tribunal grants the [NAME] for dispensation from statutory consultation in respect of the qualifying works. The [NAME]
1. The applicant is the freeholder of the subject premises 44-[ADDRESS], London, [POSTCODE]. The property consists of an early 1900’s masonry/brick built building which has been converted into 14 flats.
2. The [NAME], dated 6 March 2023, seeks a determination pursuant to section 20ZA of the Landlord and Tenant Act 1985 (“The Act”) dispensing with statutory consultation in respect of qualifying works. At the time of that [NAME], those works had either been carried out or started.
3. Directions were issued by the Tribunal on 30 May 2023. Due to the applicant’s not being able to demonstrate compliance with one of those Directions, further Directions were issued by the Tribunal on 9 August 2023. Those Directions provided that the applicant was to provide copies of the [NAME] form, a brief statement of the reasons for the [NAME] (if not already provided in the [NAME] form), and the Tribunal’s Directions. In addition, the applicant was to display a copy of the Directions in the common parts. The applicant emailed the Tribunal on 9 August 2023 to confirm that the required correspondence had been sent to the leaseholders, and that a copy of the Tribunal’s Directions would be displayed in the common parts by 11 August 2023.
4. The Directions of 9 August 2023 invited any leaseholders and sublessees who opposed the [NAME] to make submissions by 1 September 2023. No such submissions have been received by the Tribunal and the applicant has confirmed to the Tribunal that they are unaware of the there having been objections otherwise.
5. The Tribunal considered that a paper determination of the [NAME] was appropriate, and the applicant indicated that they were content for this to happen in their [NAME]. The Tribunal therefore determined the matter on the basis of the papers provided to it without a hearing.
6. The Tribunal did not inspect the subject property as it was not necessary to do so to determine the present [NAME].
3
The Qualifying Works
7. The applicant avers that they were informed of positive legionella test results at the property, and provides an email and legionella risk assessment from [APPELLANT] in support of this.
8. The applicant had already cleaned the system to remove the legionella prior to [NAME] their [NAME], and instead applied for the Tribunal’s dispensation to carry out “tank works and amendment of associated plumbing to ensure the water is better circulated and HWS vent pipework is pipework [sic] is run into a newly installed tundish”. This would cost £8,901.80 + VAT, and was urgently needed to prevent a recurrence of legionella at the property.
9. The applicant provided two quotations from [NAME] regarding these works. The first, to a total of £5,569 + VAT was for “Replacement of the antiquated and heavily corroded Tank above Flat 6. Remedial Improvements to the current plumbing, also included”. The second, to a total of £3,332.80 + VAT was for “decommissioning & Remedial Plumbing Works” to the cold water storage at Flat 8.
10. The applicant did not carry out any consultation, as they believed the works were too urgently needed to allow for this. Nevertheless, the applicant details in their bundle various communications they sent to leaseholders regarding the works. Decision and Reasons 11. Section 20ZA(1) of the Act provides: Where an [NAME] is made to the appropriate tribunal for a determination to dispense with all or any of the consultation requirements in relation to any qualifying works or qualifying long term agreement, the tribunal may make the determination if satisfied that it is reasonable to dispense with the requirements.
12. The applicant’s case, in essence, is that the works were required to prevent the recurrence of legionella at the property. The applicant has provided a report concerning legionella, and quotations for the works required.
13. These works were too urgent, the applicant avers, to allow for a consultation to be carried out.
4 14. The Tribunal has not received submissions from any leaseholders or other interested parties objecting to the [NAME] or its contents and the applicant has confirmed they have not received any such objections either.
15. On the balance of evidence provided to the Tribunal, the Tribunal finds that it was appropriate to carry out the qualifying works without carrying out statutory consultation. Legionella is a serious issue, and the Tribunal agrees that carrying out works to prevent its recurrence at the property once detected is an urgent matter.
16. The Tribunal therefore considers it reasonable to grant the [NAME] for dispensation from statutory consultation. No conditions on the grant of dispensation are appropriate and none are made.
17. This decision does not affect the Tribunal’s jurisdiction upon an [NAME] to make a determination under section 27A of the Act in respect of the reasonable and payable costs of the works, should this be disputed by any leaseholder. Name: Mr [NAME]: 24 January 2024
Rights of appeal
By rule 36(2) of the Tribunal Procedure (First-tier Tribunal) (Property Chamber) Rules 2013, the tribunal is required to notify the parties about any right of appeal they may have. If a party wishes to appeal this decision to the Upper Tribunal (Lands Chamber), then a written [NAME] for permission must be made to the First-tier Tribunal at the regional office which has been dealing with the case. The [NAME] for permission to appeal must arrive at the regional office within 28 days after the tribunal sends written reasons for the decision to the [NAME]. If the [NAME] is not made within the 28-day time limit, such [NAME] must include a request for an extension of time and the reason for not complying with the 28-day time limit; the tribunal will then look at such
5 reason(s) and decide whether to allow the [NAME] for permission to appeal to proceed, despite not being within the time limit. The [NAME] for permission to appeal must identify the decision of the tribunal to which it relates (i.e. give the date, the property and the case number), state the grounds of appeal and state the result the party [NAME] the [NAME] is seeking. If the tribunal refuses to grant permission to appeal, a further [NAME] for permission may be made to the Upper Tribunal (Lands Chamber).
📊 How courts decide similar cases
Among 12 similar decisions in this collection:
- First-tier Tribunal (Property Chamber) Tribunal Grants Freeholder Dispensation for Urgent Repairs
- First-tier Tribunal (Property Chamber) Tribunal Grants Dispensation for Urgent Repairs Due to Squirrel Damage
- First-tier Tribunal (Property Chamber) Tribunal Grants Urgent Roof Repairs Dispensation Without Consultation
- First-tier Tribunal (Property Chamber) Management Company Allowed Urgent Lift Repairs Without Consultation
- First-tier Tribunal (Property Chamber) Freeholder Granted Urgent Balcony Repairs Dispensation
- First-tier Tribunal (Property Chamber) Freeholder Granted Dispensation from Consultation Requirements Due to Urgen…
- First-tier Tribunal (Property Chamber) Tribunal Grants Urgent Works Dispensation Without Consultation
- First-tier Tribunal (Property Chamber) Rent Adjustment for Assured Tenancy: First-tier Tribunal Decision
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Dispensation for Urgent Remedial Works
- First-tier Tribunal (Property Chamber) Management Company Granted Permission to Skip Consultation for Urgent Repai…
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Urgent Roof Repairs Dispensation
- First-tier Tribunal (Property Chamber) Landlord Granted Dispensation for Asbestos Removal Without Consultation
A snapshot of this collection — not a prediction of your case's outcome.
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- The works were urgently needed to prevent legionella recurrence, which is a serious health issue.
- The applicant provided evidence of positive legionella test results and a risk assessment.
- The leaseholders did not object to the application for dispensation.
- The applicant provided two quotations for the necessary tank works and plumbing amendments.
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The Tribunal granted permission for a freeholder to bypass statutory consultation for urgent works to prevent legionella.
Who was involved?
The case involved a freeholder and leaseholders of a residential property.
How did the court decide, and why?
The court decided to grant the application because the works were urgent and necessary to prevent health risks.
Which laws or rules were applied?
The Landlord and Tenant Act 1985 Section 20ZA was applied.
What was the argument that mattered most?
The argument that mattered most was that the works were urgently needed to prevent the recurrence of legionella.
Was the decision for or against the person who brought the case?
The decision was for the person who brought the case.
What does this mean for someone in a similar situation?
Someone in a similar situation may also be granted dispensation if they can show that the works are urgently needed to prevent health risks.
What evidence or documents mattered?
Evidence such as positive legionella test results and quotations for the works were important.
Can a decision like this be appealed?
Yes, decisions like this can be appealed to the Upper Tribunal (Lands Chamber).
Is it worth getting a solicitor for a case like this?
It is always recommended to seek advice from a qualified solicitor for cases like this.
