Tenant Wins Appeal Against One-Year License and £5000 Penalty
📌 In brief
A tenant successfully appealed against a one-year license and a £5000 financial penalty imposed by a local authority. The First-tier Tribunal allowed the appeal because the local authority failed to provide any evidence supporting their decisions.
⚖️ Legal holding
A tenant is entitled to a longer license period if the local authority fails to provide sufficient justification for a shorter license.
📖 What the law says
This section allows a local housing authority to impose a financial penalty on a person if they are satisfied, beyond reasonable doubt, that the person's conduct constitutes a relevant housing offense in England. The maximum financial penalty that can be imposed is £40,000. However, a penalty cannot be imposed if the person has already been convicted of the offense or if criminal proceedings for the offense have been initiated and not yet concluded.
Plain-English explanation — does not replace advice from a solicitor.
📖 Technical summary
The Tribunal allowed the appeals and quashed the financial penalty due to lack of evidence from the Respondents.
📜 Headnote Official document
The First-tier Tribunal (Property Chamber) allowed an appeal against a one-year license and a financial penalty of £5000 imposed by a local authority due to the lack of evidence presented by the authority.
📚 Full judgment Official document
OUTCOME: Allowed
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FIRST-TIER TRIBUNAL PROPERTY CHAMBER (RESIDENTIAL PROPERTY)
Case reference
:
LON/00AB/HML/2024/0014 LON/00AB/HNA/2024/0026 Property : (x2) 31 [ADDRESS], [POSTCODE] Applicant : [redacted] : [COUNSEL] Respondents : [redacted] Representative : NO ATTENDANCE Type of application : Appeal against a decision to grant a limited license and appeal against a financial penalty. Tribunal : Judge Shepherd Rachel Kershaw MCIEH Date of Decision : 11th October 2024
DETERMINATION
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1. This case concerns a challenge to a decision to grant a one year license (The first appeal) and a decision to impose a financial penalty (The second appeal). The first appeal is brought pursuant to Housing Act 2004, Sch 5 Para 31 and the second appeal is brought pursuant to s.249 and Sched 13A of the Housing Act 2004.
2. The penalty in the second appeal was £5000 was imposed by the local authority under section 249A of the Housing Act 2004 the relevant sections of which state the following:
249A Financial penalties for certain housing offences in England (1) The local housing authority may impose a financial penalty on a person if satisfied, beyond reasonable doubt, that the person's conduct amounts to a relevant housing offence in respect of premises in England.
3. The offence alleged here was the failure to ensure premises were licensed under the council’s selective licensing scheme pursuant to s.95(1) of the Housing Act 2004.
4. The background to the two appeals is as follows.
5. In 2016 the Appellant, [APPELLANT] became the owner of the premises which consisted of a one bedroom flat at [ADDRESS], Dagenham.RM10 STP. The premises were originally managed by [COMPANY] who are a social housing provider. The premises lie within a selective licensing area set up by the Respondents. When the premises were managed by [NAME] there was no need to license them because of [NAME] status as a social housing provider accredited with the Respondents.
6. In 2021 the Appellant dispensed with [APPELLANT] services and managed the property himself. He applied for a selective license which was granted. According to the Appellant he thought that the license had been granted for between three and five years. In fact, the license had only been granted for a year because it had been wrongly assumed that the Appellant had initially been operating without a license when a license was not required due to [APPELLANT] status. As a result of his mistake the Appellant did not apply to renew his license and operated without a license after 10th June 2022 despite a reminder to renew the license sent on 23rd March 2022.
7. After realising his mistake the Appellant applied to renew his license and was informed that the council intended to granted a further one year license. The Appellant made representations through his father who is a solicitor in
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January 2024. The Respondents rejected the representations and the one year license was issued on 2nd February 2024.
8. The Respondents also served a financial penalty notice for £5000 on 4th March 2024 because the Appellant had operated without a license for a period of time.
9. Following the appeals the Tribunal gave directions. The Appellant complied but the Respondents failed to provide any evidence and failed to take any part in the proceedings.
The hearing and determination.
10. The appeals were heard on 11th October 2024. The Appellant was represented by his father. The Respondents failed to attend. The Tribunal heard the matter afresh. There was no evidence from the Respondents justifying the decision to only grant a one - year license or the imposition of the financial penalty notice. The first appeal had apparently become otiose because the Respondents’ website shows that from 31st August 2024 the selective licensing scheme had been terminated. Even if that had not had been the case we would have allowed the appeal, quashed the existing license and grated a new one for five years commencing on 2nd February 2024. Indeed, if we are mistaken about the ending of the scheme this is the order we make. The reason we make this order is because there was no evidence from the Respondents to persuade us otherwise.
11. In relation to the appeal against the penalty we have decided to quash the financial penalty. This is because the Respondents provided no evidence and took no part in the appeal. When hearing the matter afresh we had to be satisfied beyond reasonable doubt that the offence had been committed. We were not so satisfied because we heard no evidence from the Respondents.
12. In summary both appeals are allowed. The financial penalty is quashed and if it is necessary the license is extended from 2nd February 2024 for a period of five years. The Respondents will need to issue this license if indeed it is required.
Judge Shepherd
11th October 2024
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ANNEX - RIGHTS OF APPEAL Appealing against the tribunal’s decisions
1. A written application for permission must be made to the First-tier Tribunal at the Regional tribunal office which has been dealing with the case.
2. The application for permission to appeal must arrive at the Regional tribunal office within 28 days after the date this decision is sent to the parties.
3. If the application is not made within the 28-day time limit, such application must include a request for an extension of time and the reason for not complying with the 28- day time limit; the Tribunal will then look at such reason(s) and decide whether to allow the application for permission to appeal to proceed despite not being within the time limit.
4. The application for permission to appeal must state the grounds of appeal, and state the result the party making the application is seeking. All applications for permission to appeal will be considered on the papers 5. Any application to stay the effect of the decision must be made at the same time as the application for permission to appeal.
📊 How courts decide similar cases
Among 12 similar decisions in this collection:
- First-tier Tribunal (Property Chamber) Tenant Successfully Challenges One-Year License and Financial Penalty
- First-tier Tribunal (Property Chamber) First-tier Tribunal Allows Landlord's Claim for Service Charges
- First-tier Tribunal (Property Chamber) First-tier Tribunal Allows Right to Manage Claim Under 2002 Act
- First-tier Tribunal (Property Chamber) First-tier Tribunal Determines Payability of Service Charges
- First-tier Tribunal (Property Chamber) First-tier Tribunal Orders RTM Company to Pay Landlord's Costs
- First-tier Tribunal (Property Chamber) First-tier Tribunal Grants Dispensation for Urgent Roof Repairs
- First-tier Tribunal (Property Chamber) Tenant Granted Permission to Purchase Freehold Interest
- First-tier Tribunal (Property Chamber) First-tier Tribunal Approves Freehold Interest Transfer
- First-tier Tribunal (Property Chamber) First-tier Tribunal Determines Freehold Purchase Price
- First-tier Tribunal (Property Chamber) Tenant Secures Rent Repayment Order Against Landlord
- First-tier Tribunal (Property Chamber) Tenant Wins Service Charge Refund Due to Incorrect Apportionment
A snapshot of this collection — not a prediction of your case's outcome.
⚖️ What tends to weigh in cases like this
✅ Tends to be accepted
- The local authority failed to provide sufficient justification for a shorter license.
- The landlord breached the law.
- The landlord could not be found.
- The terms of a transfer deed were approved following a vesting order.
- The property met certain criteria under the Commonwealth and Leasehold Reform Act 2002.
- Service charges claimed by a landlord are reasonable and payable if they comply with the lease agreement.
- An applicant may obtain dispensation from consultation requirements if the works are urgent and non-prejudicial.
- A tenant is entitled to a refund if the service charge is incorrectly apportioned.
- Service charges are reasonable and payable if they comply with the lease terms and the Landlord and Tenant Act 1985.
❌ Tends to be rejected
- The appeal was dismissed out of time without a good reason for the delay.
Patterns observed in similar cases in this collection — every case is unique.
❓ Frequently asked questions
What did this decision decide?
The decision allowed the appeal and quashed the financial penalty imposed by the local authority.
Who was involved?
The case involved a tenant and a local authority.
How did the court decide, and why?
The court decided in favour of the tenant because the local authority did not provide any evidence to support its decisions.
Which laws or rules were applied?
The Housing Act 2004 was applied, specifically sections related to licensing and financial penalties.
What was the argument that mattered most?
The argument that mattered most was the lack of evidence provided by the local authority to justify its decisions.
Was the decision for or against the person who brought the case?
The decision was for the person who brought the case.
What does this mean for someone in a similar situation?
Someone in a similar situation should ensure that the local authority provides sufficient evidence to justify any decisions regarding licenses or penalties.
What evidence or documents mattered?
The lack of evidence from the local authority was crucial in the decision.
Can a decision like this be appealed?
Decisions like this can typically be appealed to a higher court, but the specifics depend on the circumstances.
Is it worth getting a solicitor for a case like this?
It is generally advisable to seek legal advice from a qualified solicitor for cases involving complex legal issues.
